Search for: "E*Trade Securities LLC" Results 281 - 300 of 798
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23 Apr 2012, 5:11 am by Joe Palazzolo
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive chairman… [read post]
4 Nov 2021, 7:58 am by Cinthia Macie
”  In other words, after securing “nearly half the market for publishing rights,” the merged entity will continue to compete against itself. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
7 Dec 2009, 6:15 am
.'s ("Matrix") motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
7 Dec 2009, 6:15 am
’s (“Matrix”) motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
10 Aug 2015, 1:45 am
 Never too late 55 [week ending on Sunday 19 July] - Traditional Knowledge and indigenous people | Traditional Knowledge in Canada | Traditional Knowledge and unbalanced dialogues | E-mail addresses as trade secrets | CJEU on essential patents in Case C-170/13 Huawei Technologies Co. [read post]
20 May 2008, 9:58 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
4 Oct 2010, 1:44 am by Kelly
Sand Hill Advisors, LLC (Seattle Trademark Lawyer) Due diligence matters: E D Washington decision in Pacific Coast Trailers, LLC v. [read post]
6 Jan 2017, 1:00 am
Shah, Pearl Meyer & Partners, LLC, on Tuesday, January 3, 2017 Tags: Boards of Directors, Compensation committees, Corporate culture, Engagement, Executive Compensation, Executive turnover, Incentives, Management, Pay for performance, Say on pay, Succession Controlling Stockholder M&A Does Not Automatically Trigger Entire Fairness Review Posted by Daniel E. [read post]
8 Aug 2013, 12:02 pm by WIMS
Aug 7: The Department of Energy (DOE) announced that it has conditionally authorized Lake Charles Exports, LLC (Lake Charles) to export domestically produced liquefied natural gas (LNG) to countries that do not have a Free Trade Agreement (FTA) with the United States from the Lake Charles Terminal in Lake Charles, Louisiana. [read post]
23 Jun 2022, 1:59 am by Eleonora Rosati
Those who think that securing a registration without encountering an opposition means you’re safe should think again! [read post]
2 May 2012, 5:00 am by Doug Cornelius
Perfetuo, Chief Compliance Officer & Counsel, Alcion Ventures Robert E. [read post]
2 Feb 2018, 8:57 am by Cynthia Marcotte Stamer
  In addition, covered entities and business associates also must enter into a written and signed business associate agreement that contains the elements specified in Privacy Rule § 164.504(e) before the business associate creates, uses, accesses or discloses PHI of the covered entity. [read post]
3 Feb 2010, 4:33 am
Microsoft GC Pushes New Security Law - http://kuex.us/702e Load Files and Then Some…http://kuex.us/6f39 LegalTech 2010: Design Your Social Media Policy to Protect Your Firm - http://kuex.us/7013 LegalTech 2010 Overview - Applied Discovery - Who, What, When, Where, How - http://kuex.us/6f40 Litigants Sanctioned as Zubulake Judge Reaffirms Necessity of Compliance with Parties' E-Discovery Obligations -http://kuex.us/6dc3 Litigation… [read post]
15 Mar 2012, 7:10 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
11 Oct 2012, 6:26 am by Rob Robinson
e-Discovery & e-Investigations ForumNovember 8, 2012London, United KingdomClick here for more information. [read post]