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11 Jun 2018, 2:44 am
The ultimate business development goal of attorneys is to become the trusted advisor of their clients (notably spelled with an “o” and not an “e”). [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Capital requirements, Financial institutions, Financial regulation, Liquidity, Proprietary trading, Securities regulation, Volcker Rule [read post]
29 May 2018, 7:23 am
LLC Frances Floriano Goins, Ulmer & Berne LLP, Cleveland, for Respondent Kingdom Trust Company Investors’ Argument The answer to the certified question in this case should be yes. [read post]
6 May 2018, 8:35 pm
Cathedral Buffet, Inc., April 16, 2018, Siler, E. [read post]
28 Apr 2018, 1:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
23 Apr 2018, 1:20 am
Congress Passes SLUSA to Block Plaintiffs’ State Court Stratagem Prior to the Reform Act, state court litigation of class actions involving nationally traded securities had been rare. [read post]
20 Apr 2018, 3:58 am
The post $550K Verdict in New Hampshire Trade Secret Theft Case Sends Powerful Message appeared first on HR Daily Advisor. [read post]
20 Apr 2018, 3:58 am
The post $550K Verdict in New Hampshire Trade Secret Theft Case Sends Powerful Message appeared first on HR Daily Advisor. [read post]
16 Apr 2018, 4:48 pm
In a critical sentence, the SEC noted: “[e]ven if an investor’s efforts help to make an enterprise profitable, those efforts do not necessarily equate with a promoter’s significant managerial efforts or control over the enterprise. [read post]
12 Apr 2018, 7:42 pm
Restaurant employers should audit and tighten the employee wage, timekeeping and other wage and hour practices to minimize their exposure to heightened enforcement of the Fair Labor Standards Act and other federal wage and hour laws by the U.S. [read post]
6 Apr 2018, 10:37 am
In case you missed Employment Law Daily’s in-depth coverage, here’s a brief recap of some of the key developments in the L&E community for March. [read post]
4 Apr 2018, 11:28 am
Releases Statement on Potentially Unlawful Online Platforms for Trading Digital AssetsOn March 7, 2018, the SEC released a public statement affirming its view that platforms trading digital assets that meet the definition of securities and operating as exchanges must register as a national securities exchange or operate under an exemption from registration. [read post]
2 Apr 2018, 4:03 pm
David Fontaine John Reed Stark As I noted in a post at the time, on February 21, 2018, the SEC released its cybersecurity disclosure guidance for publicly traded companies. [read post]
2 Apr 2018, 7:12 am
A&B’s Peter E. [read post]
26 Mar 2018, 6:09 pm
The Borrowers asserted causes of action for malicious prosecution, fraud, and violations of the Deceptive Trade Practices Act, Consumer Protection Act, and the Finance Code. [read post]
12 Mar 2018, 12:42 am
After the 2011 SEC CF Guidance, however, publicly traded companies were more compelled to acknowledge cyber-attacks and other data security incidents to regulators and explain the measures they plannned to take to close their cyber-security gaps. [read post]
6 Mar 2018, 8:02 am
Lawrence E. [read post]
4 Mar 2018, 12:00 am
The SEC asserted Chang knowingly engaged in an insider-trading scheme and failed to disclose his ownership of securities in accordance with federal securities laws. [read post]
20 Feb 2018, 3:59 am
There is a trade-off, however. [read post]
20 Feb 2018, 3:59 am
There is a trade-off, however. [read post]
