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20 Mar 2022, 2:39 pm
ESG has become such a large component of my law practice that I am now collaborating with a fabulous group attorneys in ESG Legal Solutions, LLC, a new law consulting firm. [read post]
18 Mar 2022, 4:00 am
Some policy and lobbying shops have inked deals with private equity firms, and more are likely on the way. [read post]
14 Mar 2022, 11:34 am
Biden requested that Congress appropriate $500 million to CMS to adequately fund health and safety inspections. [read post]
11 Mar 2022, 1:05 pm
BlockFi Lending LLC (BlockFi) is a New Jersey-based financial services company owned by BlockFi, Inc. [read post]
8 Mar 2022, 12:10 pm
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
8 Mar 2022, 8:10 am
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
7 Mar 2022, 8:44 am
Emerson Equity LLC, a San Mateo, California-based brokerage and investment adviser registered with FINRA and the SEC, was the main seller of GWG’s L Bonds. [read post]
1 Mar 2022, 2:37 pm
The post Zamansky LLC Investigates Losses Suffered by Investors in the Allianz Structured Alpha US Equity 500 Fund and Global Equity 500 Fund appeared first on Zamansky LLC. [read post]
18 Feb 2022, 9:15 am
O.N Equity Sales Company acted as an introducing broker-dealer for O.N. [read post]
18 Feb 2022, 6:01 am
Green, and James Bee, Latham & Watkins LLP, on Wednesday, February 16, 2022 Tags: BlackRock, Climate change, Corporate purpose, ESG, Index funds, Institutional Investors, Shareholder voting, Stakeholders, Sustainability IPO Readiness Posted by Brian Lane, Joe Mallin, and Tara Tays, Pay Governance LLC, on Wednesday, February 16, 2022 Tags: Capital formation, Equity-based compensation, Executive… [read post]
16 Feb 2022, 5:00 pm
appeared first on The Law Offices of Mark Sherman,LLC. [read post]
15 Feb 2022, 2:05 pm
There is also litigation risk associated with PIPE (private investment in public equity) funding of SPACs post-IPO. [read post]
14 Feb 2022, 4:44 am
The Business Venture Plaintiff Quattro Parent LLC (“Quattro”) was a closely-held Delaware LLC comprised of a handful of investment funds, including one affiliated with George Soros (“Soros”), which invested in a startup venture to build a wireless broadband network in São Paulo, Brazil. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Audits, Books and records, Compliance and disclosure interpretation, Hedge funds, Institutional Investors, Investment Advisers Act, Investor protection, Private equity, Private funds, SEC, Securities regulation, Transparency [read post]
9 Feb 2022, 9:31 am
The fund was sold by brokers at Oppenheimer. [read post]
29 Jan 2022, 8:34 am
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
28 Jan 2022, 11:00 am
MILS is also willing to work with law school to help law students complete externship credit hour requirements or funding. [read post]
27 Jan 2022, 2:30 pm
About Emerson Equity Emerson Equity LLC is a San Mateo, CA-based brokerage and investment adviser firm that has been registered with FINRA and the SEC since 2004. [read post]
27 Jan 2022, 7:38 am
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
26 Jan 2022, 3:20 pm
§ 1, et seq., governs the arbitration clause here, and makes “written arbitration agreements ‘valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity for the revocation of a contract. [read post]
