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18 Aug 2010, 9:15 am
Fannie executives "placed their institutions short-term financial goals above helping homeowners avoid foreclosure. [read post]
21 Feb 2008, 7:54 am
(Operator Instructions) Now, I would like to turn the call over to Gary Holdren, Chairman and Chief Executive Officer of Huron Consulting Group. [read post]
29 Jul 2010, 9:00 am
The Act sets forth certain independence factors that the compensation committee must consider before selecting any such advisor – with Congress’ goal in all cases being to minimize or eliminate conflicts of interest between the advisors to the compensation committee and the other work, if any, the compensation consultant or its affiliated persons may perform for the company itself.32 In another provision regulating the disclosure of executive compensation, § 953 of… [read post]
4 Apr 2012, 7:05 am
A Financial Industry Regulatory Authority arbitration panel has ruled in favor of James Zeigon, a former executive for Deutsche Bank AG, in an investment loss case. [read post]
22 Jan 2023, 10:00 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
9 Oct 2018, 10:00 am
In June 2017, the Financial Conduct Authority (“FCA“) proposed to make changes to the rules on advice relating to transfers from defined benefit schemes to defined contribution schemes along with a consultation paper with further suggested changes. [read post]
17 Nov 2022, 9:50 am
The Statement did not anticipate major amendments to the proposals outlined in the Consultation Paper. [read post]
25 May 2023, 9:25 am
On 23 May 2023, the Securities and Futures Commission (the SFC) published its much anticipated consultation conclusions (the Consultation Conclusions) on the proposed regulatory requirements for virtual asset (VA) trading platform operators (Platform Operators). [read post]
3 Nov 2020, 11:12 pm
The RO regime will follow that of other SFC-licensed financial services firms – i.e. the licensed VASP will need to appoint at least two ROs, and all executive directors must be made ROs upon approval by the SFC. [read post]
11 Jan 2019, 10:00 am
If you are unsure about bankruptcy or the financial options for your business, call The Sader Law Firm for a free consultation with one of our attorneys. [read post]
25 Apr 2017, 8:17 pm
On April 21, 2017, the White House issued an Executive Order and two Presidential Memoranda to the U.S. [read post]
10 Oct 2009, 4:58 pm
Dunlap has earned his designation of Certified Structured Settlement Consultant through the Executive MBA program at the University of Notre Dame. [read post]
4 Aug 2017, 8:46 am
The Financial Conduct Authority (FCA) has published the second consultation paper on its proposals for the UK implementation of the Insurance Distribution Directive (Directive (EU) 2016/97 (IDD) (CP17/16). [read post]
15 Nov 2017, 4:00 am
The legislation followed the collapse of some large public companies with executives who engaged in significant financial statement fraud. [read post]
12 Nov 2021, 4:00 am
The legislation followed the collapse of some large public companies with executives who engaged in significant financial statement fraud. [read post]
23 Mar 2016, 2:38 pm
The report must be signed by the president and the treasurer or corresponding principal officers of the consultant firm or, if the filer is self-employed, by the individual consultant. [read post]
19 Jul 2022, 11:31 am
You can read the executive order here or below. [read post]
30 May 2012, 8:07 pm
Alvarez & Marsal Taxand, a consulting and tax advisory firm, surveyed 800 financial executives (302 responded). [read post]
25 Jun 2018, 8:23 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
25 Jul 2014, 9:35 am
If you are being charged with insider trading, please contact our team of attorneys for a consultation at (212) 696-1999. [read post]
