Search for: "Finance Industry Corporation"
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12 Mar 2019, 10:26 am
We expect to see continued hostile activity in the cannabis sector as the industry matures and consolidates. [read post]
11 Apr 2016, 3:49 pm
On April 6, 2016, DBRS published its methodology for rating European structured finance transactions. [read post]
3 Mar 2023, 6:31 am
Assess the Impact of SEC Staff Comments The staff of the Disclosure Review Program (DRP) in the SEC’s Division of Corporation Finance has remained quite active. [read post]
3 Mar 2023, 6:31 am
Assess the Impact of SEC Staff Comments The staff of the Disclosure Review Program (DRP) in the SEC’s Division of Corporation Finance has remained quite active. [read post]
30 Oct 2011, 8:10 am
Few people realize the workers’ compensation industry is actually 100 years old. [read post]
2 Nov 2006, 12:46 pm
· What is the state of your industry? [read post]
25 Sep 2020, 12:49 pm
List Brokerage Firm Pleads Guilty To Facilitating Elder Fraud Schemes / Corporate Guilty Plea Follows Guilty Plea and Indictment of Executives (DOJ Release)Owner of Bitcoin Exchange Convicted of Racketeering Conspiracy for Laundering Millions of Dollars in International Cyber Fraud Scheme (DOJ Release)SEC Charges Amazon Finance Manager and Family With Insider Trading (SEC Release)SEC Increases Whistleblower Award Above CRS RecommendationSEC Order Determining Whistleblower Award… [read post]
20 Nov 2020, 10:10 am
Management of Native American Tribe's Investment Portfolio Prompts FINRA Bar (BrokeAndBroker.com Blog)CEO Charged With Securities And Bank Fraud In Alleged Scheme To Raise Funds For Digital Advertising Company / CEO Accused of Having Corporate Executive Clients Impersonated to Raise Investments (DOJ Release)SEC Charges E-Commerce Startup and CEO With Defrauding Investors (SEC Release)SEC Charges Former Finance Department Employee with Insider Trading (SEC Release)Frail,… [read post]
9 Apr 2021, 6:00 am
PeirceStaff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies ("SPACs") (SEC Statement by John Coates, Acting Director, Division of Corporation Finance and Paul Munter, Acting Chief Accountant)Federal Circuit Court Says Head Scratchin' Act Not Proof of Securities Fraud Scienter (BrokeAndBroker.com Blog)First Trades, First Dollars, and the NYSE Cele... [read post]
15 May 2018, 11:41 am
. - Law) has posted Regulating Offshore Finance (Vanderbilt Law Review, forthcoming). [read post]
10 Feb 2012, 1:32 pm
For one, The Wall Street Journal is reporting that the Chicago News Corporation is halting operations over this very issue. [read post]
23 May 2007, 7:32 am
All three have experience in health care industry sales, analysis and investing. [read post]
8 May 2024, 6:07 pm
LIIC members comprise some of the hospitality industry`s most influential investors, lenders, corporate real estate executives, REITs, public hotel companies, brokers, and advisors. [read post]
2 Feb 2010, 2:41 pm
Fairness exists when companies do not get unreasonable tax breaks that benefit a particular industry compared to other types of industries. [read post]
17 Jun 2016, 6:59 am
Industry Guide 7 reflects the Division of Corporation Finance’s views on how mining company registrants can comply with the disclosure requirements in Item 102 of Regulation S-K. [read post]
9 Feb 2009, 6:45 am
The continued growth and success of IP financing hinges on legal and regulatory support, the awareness of the banking industry and sophistication of capital markets. [read post]
10 Apr 2020, 1:28 pm
This is particularly important in highly regulated industries such as health care where patient information is strictly protected. [read post]
10 Jun 2011, 1:12 pm
" Chair of the banking department, he's praised for his "off-the-charts knowledge of the banking industry. [read post]
8 Apr 2019, 3:02 am
Pincus] “A pot banking bill is headed to House markup with bipartisan support” [Jim Saksa, Roll Call] Your periodic reminder that corporate law *is* a form of public interest law [Stephen Bainbridge quoting Hester Peirce] “History Shows Forcing Companies to Put Workers on Boards Is a Bad Idea” [Ryan Bourne, UK Telegraph/Cato, earlier on Elizabeth Warren proposals] Tags: banks, corporate governance, guns, oil industry, regulation and its… [read post]
3 Oct 2023, 2:28 pm
With extensive experience in the hospitality industry, Cathy specializes in resort and urban mixed-use financing and development, hotel management and franchise agreements, resort and hotel purchase and sale transactions, and public-private hotel development. [read post]
