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3 Dec 2013, 5:00 am
The report has some great analysis of potential changes to the standard. [read post]
28 Jan 2011, 4:27 pm
The agencies must also disclose any managerial changes and plans and mission statements they have made to implement and maintain Dodd-Frank.Chairman Bachus also wants to know what fees the Commissions plan to impose or increase to increase funding. [read post]
13 Nov 2006, 6:51 am
" Clearly, the op-ed focused on "sharp spikes" and "cris[e]s, i.e., significant short-term changes. [read post]
28 Jul 2010, 5:21 am
., and my summaries of summaries of the Dodd-Frank bill took too long, here I’ll give the big overview of the bill as it may affect smaller public companies. [read post]
25 Nov 2010, 2:30 am
Time will tell what laws Frank Artiles will support on that agenda. [read post]
6 Feb 2022, 1:30 pm
Frank and George A. [read post]
27 Oct 2009, 2:56 pm
UPDATE: Hiawatha Bray emails with context: “Somebody left off the end of Frank’s remark, and so they left out words that seem to change his meaning considerably. [read post]
29 May 2018, 3:00 am
” Most of the bill is centered around easing some Dodd-Frank restrictions as they apply to smaller banks. [read post]
12 Feb 2009, 8:07 am
"We find that the biochemical changes are simply not happening in the neurons of animals that are awake," Frank says. [read post]
26 Apr 2023, 3:30 am
For each exchange, the Commission has designated June 11th as the date by which it will either approve or disapprove – or institute proceedings to determine whether to disapprove – the proposed rule change. [read post]
28 Jun 2011, 2:16 pm
On June 22, 2011, the Securities and Exchange Commission (SEC) adopted new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
Insurance Companies – Are You Covered? The Dodd-Frank Proposed Rules on Incentive-Based Compensation
19 Jul 2016, 1:00 pm
Such changes could be made in response to comments, all of which the agencies will read and consider. [read post]
8 Oct 2013, 7:36 pm
Similarly, progress towards international accounting standards is stalled and any meaningful reform of the credit rating agencies regulatory regime has not been forthcoming.The lack of agreement on key regulations is unacceptable, emphasized chairman Volcker, who added that the current regulatory overlaps and loopholes play into the hands of industry lobbyists who resist change, In turn, this undercuts the need of the financial markets for clarity The time has come for change, he… [read post]
12 May 2012, 5:12 am
The broad scope of new regulation under Dodd-Frank, issued by agencies including the SEC, Commodity Futures Trading Commission (CFTC) and others, will result in fundamental changes across the financial industry. [read post]
3 May 2017, 12:48 pm
In the hopefully unlikely event you were wondering if the compromise on government funding changed things vis-à-vis possible SEC rulemaking on political contributions disclosure, rest easy (or not, as the case may be). [read post]
7 Feb 2011, 10:59 am
What changes now? [read post]
29 Sep 2011, 6:49 am
In What the changes really mean (IFLR Derivatives Supplement, July 2010), the same authors discussed the provisions of the Act. [read post]
26 Mar 2018, 5:57 am
Although not as sweeping in scope as the Financial CHOICE Act—the financial reform bill passed by the House of Representatives in June 2017—the Crapo Bill would make targeted changes to several major provisions of the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
13 Nov 2014, 4:37 pm
While Democrats might agree to an Inspector General for the CFPB, panelists thought that the President would veto any change in the CFPB funding stream. [read post]
6 Apr 2016, 11:23 am
TRAMEREN, a joint research venture between the Center for Enterprise Liability (CEVIA), Faculty of Law, University of Copenhagen and the Frank Guarini Center, School of Law, New York University, has issued a call for papers for a conference on "Maritime Actors and Climate Change: Incentives and Strategies for Voluntary Action," to be held June 20-21, 2016, at the University of Copenhagen. [read post]
