Search for: "Frank v. Securities"
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22 Sep 2017, 9:02 am
The Chamber of Commerce and its Wall Street allies want to strip all employees who report securities frauds internally to their compliance departments or managers from protection under the Dodd-Frank Act’s (DFA) whistleblower law. [read post]
19 Oct 2017, 1:21 pm
Law 360:Clarifying Anti-Retaliation Protections Under Dodd-Frank Law 360: Digital Realty Trust V. [read post]
19 Oct 2017, 1:21 pm
Law 360:Clarifying Anti-Retaliation Protections Under Dodd-Frank Law 360: Digital Realty Trust V. [read post]
16 Sep 2013, 9:49 am
In so doing, the court made clear that the Supreme Court’s territorial limitation on private securities fraud actions, originally set forth in Morrison v. [read post]
25 Nov 2017, 4:42 am
Leandra English, Deputy Director and Acting Director, Consumer Financial Protection Bureau, Plaintiff, v. [read post]
12 Aug 2016, 3:05 am
Tags: best of, guestbloggers Guestblogger archive week: V is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
21 Feb 2018, 10:14 am
Supreme Court ruled today that employees who report violations of securities law to their supervisors or corporate compliance programs, but not to the Securities and Exchange Commission (SEC), are not protected from retaliation under the Dodd-Frank Act (DFA). [read post]
2 Aug 2012, 11:52 am
In an American Constitution Society video webinar on her experience litigating Lafler v. [read post]
30 Jun 2010, 4:46 am
- The Asset-Backed Securities Offerings Proposing Release-- Implications Generally for 1933 Act Metaphysics (and Plumbing)? [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, August 26, 2022 Tags: Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Final Rule Regarding Pay Versus Performance Posted by Gary Gensler, U.S. [read post]
15 Aug 2010, 11:36 am
These contracts function just like futures, but the Seventh Circuit in the 2004 CFTC v. [read post]
9 Jun 2015, 5:58 am
Prior to the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities and Exchange Commission’s authority to impose penalties in a case brought as an administrative proceeding was restricted to regulated entities. [read post]
6 Aug 2009, 7:16 am
Frank was probably referring to the SEC enforcement action in SEC v. [read post]
18 Jun 2023, 6:30 am
Pirani v. [read post]
18 Jun 2023, 6:30 am
Pirani v. [read post]
22 Dec 2013, 7:21 am
Opinions for the Court • Frank H. [read post]
9 Jul 2009, 12:51 pm
Section 1282.4 was enacted in January 2007 in response to Birbrower, Montalbano, Condon & Frank v. [read post]
13 Mar 2020, 6:31 am
Barnum, Donna Mussio, and Mary Beth Houlihan, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, March 6, 2020 Tags: Disclosure, Environmental disclosure, ESG, Information environment, Regulation S-K, Reporting regulation, SEC, Securities regulation, Sustainability, Transparency US Securities Law Liability for Securities Issuers Outside the U.S. [read post]
11 Nov 2011, 9:15 am
Feldman disagrees as Dodd-Frank precludes it. [read post]
