Search for: "Global Markets and Investment Banking Group" Results 281 - 300 of 1,477
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25 Apr 2013, 2:46 pm by Larry Catá Backer
Jim Yong Kim highlighted the global growth power of emerging nations.Panelists included: Cao Can, CEO of Shengya Capital; Luca Silipo, Chief Economist for Asia Pacific at Natixis Bank; and Larry Cata Backer, Professor of Law and International Affairs at the Dickinson School of Law at Pennsylvania State University. [read post]
11 Dec 2020, 1:13 pm by Silver Law Group
Investors have alleged that brokers were pitching Northstar Financial Services (Bermuda) investments as conservative investments that were similar to bank CDs. [read post]
20 Mar 2020, 8:00 am by Race to the Bottom
In addition, China plans to allow global investment banks to operate without its complete interference by December 1, 2020. [read post]
13 Feb 2018, 6:12 pm
  Even better, perhaps, the combination of OBOR interest and the facility of the Asian Infrastructure Investment Bank (AIIB) may serve to fracture global finance more cleanly along trade  and production blocks (see, e.g., here).Yet the Cubans have been good at playing off the interests all this generation's crop of suitors as well as it has in the past. [read post]
3 Aug 2010, 6:30 am by Lucas A. Ferrara, Esq.
She most recently worked at AllianceBernstein, a global investment firm with more than $450 billion in client assets, where she last served within the firm's Blend Strategies Group as Chief Investment Officer with responsibility for the firm's Multi-Asset and Blend Equity Portfolios. [read post]
12 Feb 2008, 8:41 am
Cambridge, Ontario-based Meritas Mutual Funds--a social investment group--submitted a non-binding "say on pay" resolution to five major banks, the Canadian Imperial Bank of Commerce, Bank of Nova Scotia, Bank of Montréal, Toronto Dominion Bank, and the Royal Bank of Canada. [read post]
18 Feb 2010, 10:06 am by James Hamilton
Pro-cyclicality is the term given to the exacerbation of fluctuations on volatile markets by, among other factors, bank capital requirements, accounting standards, and remuneration schemes.With the G-20 emphasizing the need for a global regulatory response to the financial crisis, Mr. [read post]
7 Aug 2013, 11:53 am by Karel Frielink
Our clients include a diverse group of local, regional and international institutions and individuals: from local and international banks to large funds; from foreign companies seeking to transact business in the Dutch Caribbean to local companies doing business abroad; from high net-worth individuals to governments; from telecom companies to airlines; from real estate project developers to hotel chains. [read post]
4 Nov 2020, 9:21 am by Abby Lemert, Eleanor Runde
Ant has long toed the line with Chinese regulators, with its popular service offerings and investment products sparking fear of destabilization in China’s traditional banking sector. [read post]
30 Jun 2023, 6:11 pm
The nature of SCEs and geo-economic considerations related to their investments have exacerbated investment-related concerns and, since the global financial crisis and during the global pandemic, triggered legal reforms. [read post]
23 May 2012, 1:20 pm by WIMS
The groups work was provided administrative and technical support by the Bipartisan Policy Council. [read post]
28 Oct 2013, 9:17 pm by Natalie Punchak
  In an attempt to reduce the probability of future bailouts, the US, the UK and the EU have proposed structural reforms to separate retail banking from risker investment banking functions. [read post]
1 Jun 2022, 7:16 pm
Sustainable Global Supply Chains: G7 Leadership on UNGP Implementation Report by the Office of the UN High Commissioner for Human Rights for the 2022 German Presidency of the G7 (2022) Executive SummaryIn preparation for the 2022 German Presidency of the Group of Seven (G7), the German FederalMinistry for Economic Cooperation and Development (BMZ) requested that the Office of the UnitedNations High Commissioner for Human Rights (OHCHR) prepare a report focusing on the… [read post]
28 Jan 2013, 6:15 am by D. Daxton White
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
24 Dec 2019, 11:00 am by Silver Law Group
Previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of Staten Island, NY, Wells Fargo Advisors, LLC (CRD#:19616) of Red Bank, NJ and Citigroup Global Markets Inc. [read post]
11 May 2021, 5:46 am by Rob Robinson
Prior to joining Marks Baughan, John was Managing Director in the Global Industrials Group and European Head of Technology Investment Banking for HSBC Bank plc where he was responsible for leading HSBC’s coverage of the European Technology sector. [read post]
10 Feb 2014, 11:53 pm by Lanigan
The Dodd-Frank Act is supposed to create transparency in the market and minimize risk in global markets. [read post]