Search for: "HEDGES v. STATE" Results 281 - 300 of 1,283
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10 Sep 2019, 5:14 am by Tom Zagorsky
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
4 Sep 2019, 5:41 am by Caroline Shaw
As these spaces became less viable, officials and aid workers alike began to hedge on what had become a proud national practice. [read post]
22 Jul 2019, 2:00 pm by Doug Cornelius
Title V creates a whole new disclosure regime for private funds. [read post]
16 Jul 2019, 10:18 am by CFM Admin
  The RIA disproportionally allocated profitable trades to hedge funds of which the RIA’s portfolio manager was personally invested, while allocating less profitable trades to other clients, including a charitable foundation. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
Overview of the Regulation A+ Offering Circular for Crypto Tokens By Bart Mallon Co-Managing Partner, Cole-Frieman & Mallon LLP It is generally accepted that the initial coin offering (ICO) from mid-2017 is dead and that firms raising money for their blockchain or token projects will need to do so in a way that is compliant with SEC laws and regulations. [read post]
13 Jun 2019, 12:34 pm by Tom Zagorsky
The five required sections/categories are as follows: (i) Introduction; (ii) Relationships and Services; (iii) Fees, Costs, Conflicts and Standards of Conduct; (iv) Disciplinary History; and (v) Additional Information. [read post]
5 Jun 2019, 10:03 am by Tom Zagorsky
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]