Search for: "HEDGES v. STATE"
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23 Sep 2019, 5:01 am
" Hilton v. [read post]
10 Sep 2019, 5:14 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
4 Sep 2019, 5:41 am
As these spaces became less viable, officials and aid workers alike began to hedge on what had become a proud national practice. [read post]
13 Aug 2019, 2:48 pm
Laird and Marbury v. [read post]
28 Jul 2019, 5:48 pm
Rules of Court, rule 5.2(d); Elkins v. [read post]
26 Jul 2019, 2:00 am
In United States v. [read post]
23 Jul 2019, 6:00 am
United States. [read post]
22 Jul 2019, 2:00 pm
Title V creates a whole new disclosure regime for private funds. [read post]
19 Jul 2019, 1:06 pm
Clorox Co. v. [read post]
16 Jul 2019, 10:18 am
The RIA disproportionally allocated profitable trades to hedge funds of which the RIA’s portfolio manager was personally invested, while allocating less profitable trades to other clients, including a charitable foundation. [read post]
10 Jul 2019, 4:17 am
Overview of the Regulation A+ Offering Circular for Crypto Tokens By Bart Mallon Co-Managing Partner, Cole-Frieman & Mallon LLP It is generally accepted that the initial coin offering (ICO) from mid-2017 is dead and that firms raising money for their blockchain or token projects will need to do so in a way that is compliant with SEC laws and regulations. [read post]
8 Jul 2019, 10:25 am
State of New Jersey, et al. v. [read post]
2 Jul 2019, 5:38 am
Dagenhart and United States v. [read post]
13 Jun 2019, 12:34 pm
The five required sections/categories are as follows: (i) Introduction; (ii) Relationships and Services; (iii) Fees, Costs, Conflicts and Standards of Conduct; (iv) Disciplinary History; and (v) Additional Information. [read post]
10 Jun 2019, 12:39 pm
The Ninth Circuit found in Sulyma v. [read post]
10 Jun 2019, 8:56 am
In Monasky v. [read post]
5 Jun 2019, 10:03 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
16 May 2019, 2:07 pm
., et al. v. [read post]
16 May 2019, 8:00 am
” Cashman v. [read post]
10 May 2019, 4:30 am
United States v. [read post]