Search for: "IN RE MORGAN STANLEY"
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22 Mar 2023, 12:52 pm
In 2008, you had a bunch of the largest banks, Merrill Lynch, Morgan Stanley, Citigroup having bad assets on their books, mortgage backed securities. [read post]
5 Jul 2009, 3:31 pm
In Re Baylor Medical Center at Garland (Tex. 2009) , No. 06-0491 (Tex. [read post]
19 Nov 2018, 6:00 am
After a former Morgan Stanley employee downloaded data related to 730,000 accounts to his own personal server, which was then likely hacked by a third-party, the bank agreed to a $1 million penalty. [read post]
9 May 2023, 11:55 am
Well, when Credit Suisse was in financial trouble, and the Swiss government had UBS takeover the company, those bonds became worthless, absolutely worthless, $17 billion up in smoke, you’re now seeing investors bringing claims Morgan Stanley, and other major firms like UBS and Credit Suisse sold these bonds to investors. [read post]
30 Nov 2022, 2:13 pm
For example, in In re Chicago Bridge & Iron Co. [read post]
3 Sep 2011, 3:06 am
Richard Shepherd – Former Vice-President and General Counsel for Saxon Mortgage (now Morgan Stanley) Margery Golant – Former Assistant General Counsel at Ocwen Financial Corporation and Department Manager of a major plaintiff? [read post]
11 Jul 2011, 7:43 am
This year’s top-five were rounded out by Barclays (BCS), FMR (also known as Fidelity), Bank of America (BAC), and JP Morgan Chase (JPM); also in the top 10: Morgan Stanley (MS), Credit Suisse (CS), and of course, Goldman Sachs (GS). [read post]
10 Nov 2015, 2:18 pm
So if you’re with a financial advisor, if you’re with a Morgan Stanley or Wells Fargo, those types of firms, your financial advisor is being regulated by FINRA. [read post]
15 May 2012, 9:14 am
As discussed here, on April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
7 Feb 2015, 1:00 am
Morgan Stanley & Co International Plc v Tael One Partners Ltd, heard 17 November 2014. [read post]
9 Oct 2009, 7:12 am
By contrast, Morgan Stanley's Saxon Mortgage Servicing has modified 39% of eligible loans through HAMP, and even Wells Fargo, which owns Wachovia, has modified 11% of its eligible loans through the program. [read post]
27 Dec 2007, 3:35 am
Grassley's concern that the SEC may have given preferential treatment to John Mack, head of Morgan Stanley, when the SEC investigated possible insider trading at Pequot Capital Management. [read post]
9 Jun 2016, 12:08 pm
With the help of a $1 billion credit facility that includes capital from Goldman Sachs, Citigroup, Deutsche Bank AG, JPMorgan, SunTrust and Morgan Stanley, Xchange offers subprime leases, targeting drivers that have been turned down by traditional lenders. [read post]
30 Jun 2022, 2:00 pm
Carnival is currently facing unprecedented financial problems due to COVID-19 with staggering debt of $35,000,000,000 (billion) and one analyst (at Morgan Stanley) stated yesterday that Carnival stock could go to $0. [read post]
2 Dec 2006, 7:11 am
" If you're not thinking "practice group management" at this point, you should be. [read post]
17 Nov 2014, 2:15 am
JR 38, Re Judicial Review, heard 6 November 2014. [read post]
22 Jun 2011, 8:06 am
FACT: A Morgan Stanley Report released this year showed that smartphones outsold notebook and PC computers combined. [read post]
27 Aug 2011, 10:29 am
”We’re trying to piece it together. [read post]
12 Jan 2015, 1:30 am
Morgan Stanley & Co International Plc v Tael One Partners Ltd, heard 17 November 2014. [read post]
8 Jul 2010, 12:15 pm
Lehman and Merrill were lead underwriters of the Fannie offering, with Goldman, Merrill, Bank of America, Bear Stearns, Citi, Deutsche Bank, Morgan Stanley and Wachovia under them. [read post]
