Search for: "INVESTORS DOES 1-10" Results 281 - 300 of 3,059
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28 Feb 2013, 8:13 am
Connecticut Retirement argued that during the class certification stage, plaintiffs are only required to demonstrate that investors share a common question of reliance as a class. [read post]
22 Feb 2013, 10:00 am by Old Fox
The specter of the Fed backing off of further stimulus earlier than expected left many investors questioning the wisdom of committing more money to stocks.At the close, the Dow Jones Industrial Average was off 47 points at 13,881, the S&P 500 fell 10 points to 1,502, and the Nasdaq lost 33 points at 3,131. [read post]
28 Dec 2007, 2:02 am
On September 30, 2007, 50,00,00,000 equity shares of Rs. 10 each were allotted by RPL to REL and another 50,00,00,000 shares of Rs.10 each were allotted to AAA Project Ventures Pvt. [read post]
3 Sep 2017, 12:47 pm by Bona Law PC
In Part 1 of this blog series about 1031 like-kind exchanges, we discussed a real estate investor’s relinquished property (the property an investor is selling), and the requirements such property must meet under Section 1031 to qualify for a like-kind exchange. [read post]
20 Dec 2017, 5:00 am by John Jascob
However, it does not support the proposed amendment requiring a new 10-K Exhibit detailing the rights and obligations of each class of registered securities because it is unnecessary given the disclosure obligations under Form 8-K and Schedule 14A. [read post]
11 Feb 2010, 11:55 am by Page Perry LLC
The 10 largest ETFs comprise almost 40% of total ETF assets, and the top 10 in trading volume account for 60% of total ETF volume. [read post]
23 Mar 2010, 6:09 am by Broc Romanek
And does this mean that a state couldn't impose a filing fee for a Rule 506 notice filing substantially in excess of what was charged as of 9/1/96? [read post]
2 Mar 2014, 10:14 am by Sean Hanover
If investor X held 600,000 shares (at $1), and investor Y held 500,000 shares (at $1), some portion of each set of shares would not qualify for 1244 treatment. [read post]
28 Aug 2017, 9:46 am by Catherine DeBono Holmes
Does the reinvestment option provide a degree of liquidity that will permit EB-5 investors to be repaid their capital when they are eligible under USCIS policy? [read post]
31 Jul 2007, 2:00 pm
Does Chinese business culture, whatever that may be, favor monopolistic behavior, eschewing competition? [read post]
22 Jun 2012, 3:17 pm by Amit Shah
  Regulation 4.12 exempts CPOs from certain regulatory requirements if less than 10% of the pool’s assets are invested in futures or if the pool is a commodity ETF. [read post]
18 Jan 2012, 6:08 pm by Alexander J. Davie
 Therefore, if a fund manager obtains a commitment from an investor to invest $1 million, and the investor has only actually contributed $200,000, the fund manager must include the remaining $800,000 in its regulatory assets under management. [read post]
18 Oct 2017, 1:35 am by Kevin LaCroix
A non-accredited investor may invest no more than: (a) 10% of the greater of annual income or net worth (for natural persons); or (b) 10% of the greater of annual revenue or net assets at fiscal year-end (for non-natural persons). [read post]
18 Oct 2017, 1:35 am by Kevin LaCroix
A non-accredited investor may invest no more than: (a) 10% of the greater of annual income or net worth (for natural persons); or (b) 10% of the greater of annual revenue or net assets at fiscal year-end (for non-natural persons). [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Ordinarily, these institutional investors have small—but significant—positions (often 4-10%) in major companies throughout a particular sector. [read post]
30 May 2013, 2:35 pm by Gregory K. Bader
This sounds great, but how does the SEC actually carry out its mission? [read post]
22 Oct 2015, 5:34 am by Doug Cornelius
Ever wonder what the SEC does with all that data? [read post]