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14 Feb 2023, 6:30 am
In the fourth quarter of 2019, the assets of ESG-based mutual funds stood globally at nearly $1 trillion. [read post]
14 Feb 2023, 6:30 am
In the fourth quarter of 2019, the assets of ESG-based mutual funds stood globally at nearly $1 trillion. [read post]
13 Feb 2023, 7:28 am by Unknown
Conwell’s second fund, however, relied on Investment Company Act Section 3(c)(1) and his investors from the first fund are now mostly “price[d] out” of the second fund because minimum investment levels are much higher. [read post]
9 Feb 2023, 9:05 pm by renholding
However, the GBF is not legally binding and does not set country-specific targets. [read post]
6 Feb 2023, 9:05 pm by renholding
  While Group 1 does not receive any ESG information and thus serves as the control group, the remaining eight groups are given ESG information. [read post]
6 Feb 2023, 1:37 pm by Guest Author
In 2002, after a series of accounting scandals involving Enron and WorldCom, Congress swiftly passed the Sarbanes-Oxley Act in an effort to restore investors’ confidence in the market. [read post]
5 Feb 2023, 3:10 pm by Rob Robinson
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
4 Feb 2023, 6:49 am
With ‘financial actors’ understood here to include public DFIs as well as private sector finance institutions that often co-finance with other commercial banks and investors, these actors are central to pushing forward the realization of the UNGPs 10+ Roadmap for the next decade of business and human rights. [read post]
2 Feb 2023, 10:55 am by Zamansky LLC
Jake, you help investors who have lost money through acts of fraud and other broker transgressions. [read post]
1 Feb 2023, 9:01 pm by renholding
As one House Committee Report stated, exempt offerings should be “a specific or an isolated sale of…securities to a particular person”[10] and were intended for limited transactions “where the public benefits are too remote. [read post]
28 Jan 2023, 7:32 am
(Investors defend ESG ‘materiality’ in expectation of more attacks).More recently it has become lumped together with a host of what opponents call an ideological push to transform society in all sorts of ways--and that has in turn produced an increasingly vocal and organized resistance. [read post]
27 Jan 2023, 9:49 am by Rob Robinson
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
26 Jan 2023, 9:05 pm by renholding
The SEC’s regulatory agenda for 2023 hints at additional governance-related rules that would continue this trend. 10b5-1 Trading Plans Starting in late 2021, the SEC’s proposed rulemaking on the use of Rule 10b5-1 trading plans by companies, directors and executive officers kicked off the regulation of what had previously been the domain of market practice-based corporate governance.[2] The proposed rules would have gone so far as to impose mandated blackout periods for… [read post]
24 Jan 2023, 11:40 am by Kevin LaCroix
The NERA report also only counts federal court securities suits, it does not count state court securities filings.) [read post]
22 Jan 2023, 9:01 pm by renholding
These proposed changes would categorize funds that consider ESG factors in their investment process into three broad categories—“Integration Funds,” “ESG-Focused Funds” and “Impact Funds”—depending on how central ESG factors are to a fund’s strategy,[2] and would, among other requirements, (1) require additional specific disclosure regarding ESG strategies in both fund and adviser disclosures; (2) implement a prescriptive,… [read post]
19 Jan 2023, 1:03 pm by jeffreynewmanadmin
Whistleblower awards can range from 10 to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]