Search for: "In Re Securities and Exchange Commission"
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2 May 2023, 4:45 pm
Under KOSA, could a platform be sued for displaying content about them—or about needle exchanges, naloxone, or other harm reduction techniques? [read post]
27 Apr 2023, 9:01 pm
Moreover, several government agencies, including the Securities and Exchange Commission,[2] have operations plans in place that come into play during an appropriations lapse and resulting government shutdown. [read post]
27 Apr 2023, 6:19 am
Right now, there is not a market regulator around these crypto exchanges. [read post]
25 Apr 2023, 8:47 am
Nick and Brian then discuss the Securities and Exchange Commission’s complaint against Bittrex and what it could portend for others in the crypto space and, more broadly, the future of crypto regulation and enforcement in the U.S. [read post]
24 Apr 2023, 9:05 pm
Yet, the more robust the registration statement, the more likely there is to be more back-and-forth with the Securities and Exchange Commission in advance of approval. [read post]
24 Apr 2023, 4:47 am
The issue in Axon Enterprise, as described by the majority, was whether Congress, in enacting the relevant structures of the Securities Exchange Act and the Federal Trade Commission Act, had implicitly substituted an “agency-then-court of appeals” form of review of agency action for the district court review form prescribed by the “federal question” statute, 28 U.S.C. [read post]
24 Apr 2023, 4:47 am
The issue in Axon Enterprise, as described by the majority, was whether Congress, in enacting the relevant structures of the Securities Exchange Act and the Federal Trade Commission Act, had implicitly substituted an “agency-then-court of appeals” form of review of agency action for the district court review form prescribed by the “federal question” statute, 28 U.S.C. [read post]
23 Apr 2023, 9:01 pm
It also established this important agency I’m honored to chair, the Securities and Exchange Commission. [read post]
22 Apr 2023, 7:16 pm
But it has been the invigoration of a more muscular federalism, with what appears to be a willingness by the US Supreme Court to re-imagine the division of authority between states and the national government, that is now providing substantial impetus for a vigorous debate about ESG beyond the conversations traditionally driven by elites in apex public and private institutions. [read post]
21 Apr 2023, 2:05 am
According to an analysis of Coursera’s 2021 initial public offering (IPO) filing to the Securities and Exchange Commission (SEC) by Dhawal Shah, Coursera spent over $272 million with its content partners from 2017 to 2020. [read post]
20 Apr 2023, 9:02 pm
Securities and Exchange Commission (SEC) voted 3-2 to reopen public comment on its proposal to expand the definition of “exchange” to include decentralized cryptocurrency platforms. [read post]
19 Apr 2023, 7:08 am
Matthew and I dig into the unanimous Supreme Court decision that should have independent administrative agencies like the Federal Trade Commission and Securities and Exchange Commission trembling. [read post]
17 Apr 2023, 5:33 am
The allegations indicated that defendants voluntarily yielded to Usana’s desires and complied with its directives in order to secure Usana’s financial backing. [read post]
17 Apr 2023, 5:00 am
“Given how crypto trading platforms operate, many of them currently are exchanges, regardless of the reopening release we’re considering today. [read post]
16 Apr 2023, 9:01 pm
Securities and Exchange Commission. [read post]
14 Apr 2023, 2:51 am
Security Council resolutions that needlessly raised tensions and destabilized regional security. [read post]
13 Apr 2023, 3:15 am
As noted above, should any issuers be identified as CIIs for two consecutive years in the future, an initial trading prohibition on the issuer’s securities would be imposed. [read post]
10 Apr 2023, 8:56 am
Nelson, J.D.A group of professors from Wharton, NYU and Georgetown, some of whom previously worked at the SEC, submitted a petition for rulemaking to the Commission asking for a re-write of Securities Act Rule 144 to add a lockup period for unregistered shares issued via direct listings. [read post]
5 Apr 2023, 9:01 pm
Thank you for inviting me to testify today on the Securities and Exchange Commission’s Fiscal Year (FY) 2024 budget request. [read post]
5 Apr 2023, 5:24 pm
The judge wrote, in part:Although, as [the IRS] argues, the chances of a successful lawsuit against Conway Twitty by any of the investors or the Securities and Exchange Commission was remote we agree with [Twitty] that the possibility of extensive adverse publicity concerning [his] involvement with the defunct corporation and the consequent loss of the investors' funds was very real. [read post]
