Search for: "Independent Financial Group LLC"
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25 Aug 2020, 3:00 am
Plaintiffs Matthew Matson and Matson SDRE Group, LLC (“Matson”) contested the deed of trust purchased in a foreclosure auction after learning the lien was second in position with a lower fair market value than the auction price. [read post]
18 Aug 2020, 7:53 am
., LLC, 2020 WL 4698984, No. 1:17-cv-142-RJS-DAO (D. [read post]
4 Aug 2020, 7:01 am
In Seila Law LLC v. [read post]
4 Aug 2020, 6:10 am
Advisor William Morrow (Morrow), currently employed by Concorde Investment Services, LLC (Concorde Investment) and formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least 14 customer complaints and one employment termination for cause during the course of his career. [read post]
27 Jul 2020, 4:10 pm
Also, when negotiations stalled, the Company negotiated directly with a group of the minority stockholders. [read post]
24 Jul 2020, 3:00 am
Trust Deed Network (2020) 46 Cal.App.5th 33 Plaintiffs Matthew Matson and Matson SDRE Group, LLC (“Matson”) contested the deed of trust purchased in a foreclosure auction after learning the lien was second in position with a lower fair market value than the auction price. [read post]
19 Jul 2020, 9:17 am
The Chancellor of the Delaware Court of Chancery recently presented a challenge to controller Jeffries Financial Group Inc. [read post]
17 Jul 2020, 5:51 am
Schwarcz (Duke University), on Monday, July 13, 2020 Tags: Bailouts, Banks, CARES Act, COVID-19, Financial crisis, Financial institutions, Financial regulation, Macroeconomics, Systemic risk Chancery Court Sustains Breach of Fiduciary Duty Claims Against Nonparty to LLC Agreement Posted by Taylor B. [read post]
17 Jul 2020, 3:00 am
Golden Door Properties LLC v. [read post]
15 Jul 2020, 2:00 am
He serves on the board of Georgia Pacific Equity Holdings, LLC, and Koch Business Solutions LP, both subsidiaries of Koch Industries. [read post]
12 Jul 2020, 6:07 pm
The remaining defendants are Dell, controlling shareholder Silver Lake Group LLC and four Dell directors. [read post]
10 Jul 2020, 3:00 am
Supreme Court Rules Trump Cannot Block Release of Financial Records New York Times – Adam Liptak | Published: 7/9/2020 The U.S. [read post]
3 Jul 2020, 6:43 am
Additionally, the Decree allows the Italian government to initiate a golden power review of transactions independently i.e. in the absence of it having received a notification filing. [read post]
30 Jun 2020, 7:48 am
According to BrokerCheck, Talebi then worked for Independent Financial Group, LLC, of Sherman Oaks, CA. [read post]
30 Jun 2020, 5:00 am
The CFPB was one of the signature pieces of the Dodd-Frank Act reforms and was created for the purpose of brining a degree of independence to consumer financial regulations. [read post]
29 Jun 2020, 10:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
24 Jun 2020, 9:48 am
Notably, none of the plaintiffs mentions common-law sovereign immunity, which may provide an independent source of immunity to foreign officials (who are not covered by the FSIA). [read post]
17 Jun 2020, 6:30 am
Do not use this information without independent verification. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual… [read post]
11 Jun 2020, 6:52 am
On behalf of a new mother, a civil rights group filed a petition with the U.S. [read post]
