Search for: "Institutional Investor, LLC"
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27 Jan 2022, 7:38 am
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
25 Jan 2022, 2:30 am
Non-traded BDCs offer retail investors access to private debt, an asset class that typically has only been available to high-net-worth and institutional investors. [read post]
21 Jan 2022, 7:07 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Jan 2022, 12:16 pm
”[11] This securities claim relies on a single alleged corrective disclosure from a third-party disseminator — Muddy Waters Research LLC — a well established short seller.[12] According to a panel discussion hosted by Yeshiva University’s Benjamin N. [read post]
14 Jan 2022, 5:57 am
Policy Updates Posted by Rajeev Kumar, Georgeson, on Monday, January 10, 2022 Tags: Board composition, Climate change, Diversity, ESG, Executive Compensation, Institutional Investors, Proxy advisors, Say on climate, Shareholder voting, Sustainability Japan’s Coming Wave of Reform Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Tags: Accounting standards, Climate… [read post]
13 Jan 2022, 7:46 am
However, certain types of businesses are ineligible to make the election, such as insurance companies or financial institutions. [read post]
13 Jan 2022, 7:46 am
However, certain types of businesses are ineligible to make the election, such as insurance companies or financial institutions. [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans for over… [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans for over… [read post]
7 Jan 2022, 5:52 am
, Proxy advisors, Say on climate, Shareholder voting, Sustainability Interested Voting Posted by Matteo Gatti (Rutgers), on Thursday, January 6, 2022 Tags: Conflicts of interest, Controlling shareholders, Corwin, Institutional Investors, Merger litigation, Mergers & acquisitions, Shareholder voting The Mainstreaming of ESG Investing Through Policymaking Posted by Thea Utoft Høj Jensen and Garielle… [read post]
6 Jan 2022, 7:58 am
Outside money management affords individual investors access to investment funds that are typically only available to institutional and high-net-worth investors. [read post]
29 Dec 2021, 2:27 pm
Generally speaking, if the business will be capital intensive and require significant amounts of money to be raised from institutional investors like venture capital firms, then it is usually appropriate to form a Delaware corporation. [read post]
24 Dec 2021, 6:26 am
Sandstrom, Center for Political Accountability, on Saturday, December 18, 2021 Tags: Accountability, Disclosure, ESG, Lobbying, Political spending, Transparency BlackRock Investment Stewardship Global Principles Posted by John McKinley, BlackRock Investment Stewardship, on Saturday, December 18, 2021 Tags: BlackRock, Boards of Directors, Climate change, ESG, Index funds, Institutional… [read post]
10 Dec 2021, 4:59 am
Birdthistle (Chicago-Kent College of Law) and Quinn Curtis (University of Virginia), on Monday, December 6, 2021 Tags: Conflicts of interest, DOL, ERISA, Fiduciary rule, Institutional Investors, Investment advisers, Investor protection, Mutual funds, Prudence, Retirement plans, Securities regulation U.S. [read post]
3 Dec 2021, 1:29 pm
Elder Financial Fraud Attorneys Silver Law Group represents investors in securities and investment fraud cases. [read post]
26 Nov 2021, 5:38 am
Securities and Exchange Commission, on Friday, November 19, 2021 Tags: Glass Lewis, Institutional Investors, Institutional Shareholder Services Inc. [read post]
22 Nov 2021, 4:35 am
” In so ruling, the court in Benjamin explicitly rejected Delaware’s more restrictive standard under that state’s statutes governing inspection rights both of shareholders and LLC members — see, for example, former Chancellor Bouchard’s decision in Riker v Teucrium Trading, LLC — requiring the investor to “show, by a preponderance of the evidence, a credible basis from which the [court] can infer there is possible mismanagement… [read post]
20 Nov 2021, 6:51 am
Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors by Lucian Bebchuk, Alma Cohen, and Scott Hirst (discussed on the Forum here); Index Funds and the Future of Corporate Governance: Theory, Evidence, and Policy by Lucian Bebchuk and Scott Hirst (discussed on the forum here); and The Specter of the Giant Three by Lucian Bebchuk and Scott Hirst (discussed on the Forum here). [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
