Search for: "Interest of J.P." Results 281 - 300 of 525
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Specifically, investment advice should meet the professional standard of care and must be based on the interests of the plan and its participants rather than the financial interests of the adviser or his or her firm. [read post]
19 May 2023, 3:26 pm by Bobby Dexter
The IRS suspected Polselli was shielding his assets and issued a series of administrative summonses to Wells Fargo, Bank of America and J.P. [read post]
1 Mar 2018, 4:06 pm by Kevin LaCroix
The three disgorgements added to the list in 2017 are: J.P. [read post]
17 Mar 2008, 9:35 am
From a constitutional standpoint, however, what is interesting is that few people seem to doubt the Fed's authority to take these steps without consulting anyone, including the President and Congress. [read post]
23 May 2013, 2:11 pm by Bob Lawless
Charter, however, needed to retain Allen's voting interest in the company to avoid a default in its senior credit facility with J.P. [read post]
30 May 2007, 3:03 pm
   But it turns out she was also J.P. [read post]
16 May 2012, 1:35 am by Kevin LaCroix
I will say that as interesting as it is that a securities class action complaint has been filed, it will be more interesting to see the plaintiffs’ allegations as they appear in the consolidated, amended complaint that ultimately will be filed. [read post]
5 May 2017, 3:00 am by John Jenkins
Why all the interest in blockchain technology for proxy voting? [read post]
13 May 2010, 7:30 pm by Kevin Funnell
Then came the Bear, Stearns failure in March 2008, in which the remnants of the firm were sold to J.P. [read post]
17 Nov 2010, 9:45 pm by Robbie L. Vaughn, Esq.
The state officials have been focusing on the three largest servicers – Bank of America, J.P. [read post]
5 Jan 2009, 7:00 am
led the Commission's groundbreaking efforts against banks, insurance companies and other financial intermediaries for their roles in a number of public company financial reporting failures, including the Commission's cases against Merrill Lynch, Citigroup, J.P. [read post]
22 Jul 2011, 5:53 am by Kim Krawiec
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]