Search for: "Investment Management Advisory Group" Results 281 - 300 of 1,591
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21 Jun 2022, 8:05 am by Silver Law Group
Silver Law Group represents investors in securities and investment fraud cases. [read post]
The Working Group on Securities Disclosure Authority respectfully submits these comments on the Commission’s recent proposal related to mandated, standardized climate-related disclosures for investors. [read post]
15 Jun 2022, 3:03 am by Rob Robinson
Prior to joining HaystackID, he was the Director of NightOwl’s Global Client Advisory team, leading the Privacy Management Technology group. [read post]
10 Jun 2022, 8:24 am by John Jascob
Williams reestablished the IAG and the Standards and Emerging Issues Advisory Group in January after taking over as PCAOB Chair.IAG members seemed to welcome the PCAOB’s renewed focus on stakeholder engagement. [read post]
10 Jun 2022, 4:00 am by Jim Sedor
House Panel Investigating Jared Kushner Over Saudi Investment with Private Firm Yahoo News – Brad Dress (The Hill) | Published: 6/2/2022 The House Committee on Oversight and Reform announced a probe into an investment by the government of Saudi Arabia into a firm managed by Jared Kushner, the son-in-law of former President Trump. [read post]
7 Jun 2022, 3:50 am by David Lynn
The SEC recently announced several new members of the Investor Advisory Committee: James Andrus, Interim Managing Investment Director, Board Governance & Sustainability, CalPERS Gina-Gail S. [read post]
7 Jun 2022, 3:29 am by The White Law Group
It is an internally-managed, publicly registered, non-listed company that invests primarily in parking lots and garages in the United States. [read post]
6 Jun 2022, 9:03 pm by News Desk
The implementation of a new global food safety strategy will be a challenge, according to a member of the World Health Organization’s (WHO) Technical Advisory Group on Food Safety. [read post]
 Also, we established a Global Diversity Advisory Council to provide strategic insight to our policies. [read post]
1 Jun 2022, 7:16 pm
To that end prosopography provides a way, at least for us in the West, to understand this collective through which the expressions of governance and the construction of its orthodoxies are now managed. [read post]
31 May 2022, 6:57 am by Casey Flaherty
Me (shaking head and whispering): But…but… Presenter3: Knowledge management. [read post]
Broker-dealers, investment companies and investment advisors must also adopt written policies and procedures addressing the protection of customer information and records under Regulation S-P. [read post]
16 May 2022, 9:01 pm by Gurbir Grewal
And advisory clients unaware of a potential conflict may keep money invested with a firm, when, given full information, they would choose another money manager. [read post]
“In a study of Booz Allen and its peers, investment advisory firm Jefferies found that it was by far the most diverse, with members of underrepresented groups comprising 73% of its board. [read post]
“In a study of Booz Allen and its peers, investment advisory firm Jefferies found that it was by far the most diverse, with members of underrepresented groups comprising 73% of its board. [read post]
14 May 2022, 9:57 am by Gene Takagi
This will trigger a minimum distribution requirement (generally 5 percent of its investment assets) and a 1.39 percent tax on net investment income. [read post]
11 May 2022, 9:01 pm by Gary Gensler
The fact is, most crypto tokens involve a group of entrepreneurs raising money from the public in anticipation of profits — the hallmark of an investment contract or a security under our jurisdiction. [read post]
6 May 2022, 5:01 am by John Conger, Erin Sikorsky
These include the National Academies Climate Security Roundtable, the Climate Security Advisory Council and the reinstated Climate Change and National Security Working Group. [read post]