Search for: "Investment Property Advisors, Inc."
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10 Jul 2015, 5:44 am
Thereafter, Blake has been registered with Cambridge Investment Research, Inc. in the firm’s Greenwood Village, Colorado office. [read post]
11 Apr 2016, 6:00 am
First, there must be reasonable basis for the recommendation the product or security based upon the broker’s investigation and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
25 Jul 2017, 8:24 am
Hartman Short Term Income Properties XIX Inc. [read post]
23 Jul 2021, 11:01 am
The firm has handled numerous cases representing investors who invested in high-risk non-traded REITs at the recommendation of their financial advisor. [read post]
25 Nov 2014, 7:21 am
In fact, the Abood Wood-Fay purchase is its third in the past 18 months, having purchased WG Compass Realty Cos. in West Palm Beach, L&W Commercial Property Management and Lane Witherspoon & Carswell Commercial Real Estate Advisors in Tampa. [read post]
3 Jul 2018, 11:41 am
The securities attorneys at Gana Weinstein LLP are currently investigating Peachcap Securities, Inc. [read post]
23 Mar 2017, 6:17 am
Behringer Harvard Opportunity REIT I, Inc. notes that the offer price is less than the estimated liquidation value of $1.75 to $2.01 per share as of August 31, 2016, furnished to the board of directors by Capright Property Advisors, LLC. [read post]
5 Jun 2019, 11:15 am
Investment Advisor Allegedly Overcharged Clients $367K in Advisory Fees The US Securities and Exchange Commission (SEC) has filed investor fraud charges against investment adviser Stephen Brandon Anderson, accusing him of defrauding clients and overcharging them at least $367K in advisory fees. [read post]
10 Jan 2017, 2:38 am
The Company makes investments in commercial real estate properties. [read post]
28 Apr 2016, 5:52 am
In cases of selling away the investor is unaware that the advisor’s investments are improper. [read post]
29 May 2014, 6:44 am
In the Matter of Ameriprise Financial Services, Inc. [read post]
4 Apr 2016, 10:28 am
According to InvestmentNews, only about 12% of financial advisors have any type of disclosure event on their records. [read post]
14 Mar 2016, 8:29 am
Hugoton Royalty Trust was created in 1998 when XTO Energy Inc. conveyed 80% net profits interests in gas-producing properties located in Kansas, Oklahoma and Wyoming to the trust. [read post]
13 Feb 2013, 11:16 am
The following is a breakdown of the status of the most problematic Cornerstone offerings: (1) Cornerstone Core Properties Cornerstone Core Properties REIT, Inc., incorporated in 2004, is a non-trade REIT that primarily invests in commercial real estate through the United States. [read post]
19 May 2022, 12:59 pm
When brokers and registered investment advisors violate securities laws, such as churning accounts or making unsuitable investment recommendations, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
28 Nov 2017, 6:38 am
Previous registrations include Global Strategic Investments, LLC (09/2011 – 07/2013), Statetrust Investments Inc. (08/2009 – 08/2011), Allstate Financial Services, LLC (04/2008 – 08/2009), Wachovia Securities, LLC (10/2000 – 08/2006), First Union Brokerage Services, Inc. (02/2000 – 10/2000), Citicorp Investment Services (03/1996 – 07/1999), Waterhouse Securities, Inc. (06/1995 – 03/1996), GKN Securities… [read post]
8 Sep 2015, 6:29 am
One company under investigation is Miller Energy Resources Inc. [read post]
14 Jul 2014, 5:11 am
From 1988 to 2003, Frew was associated with Prudential Securities Inc. [read post]
10 Jul 2017, 8:16 am
Behringer Harvard Opportunity REIT II, Inc. is an equity real estate investment trust managed by Behringer Harvard Opportunity Advisors, II LP. [read post]
12 Aug 2008, 2:00 pm
Oliveira Ardor New York Senior Broker Associate 2 Gina Berger Lower East End Realty Brokerage - Commercial / Investment Sales 2 Ariel Toledano ant propeties inc Brokerage - Residential 3 Michael Xylas Xylas & Ziccardi, LLP Real Estate Attorney 3 Tracy Mehlman Marcus and Millichap Brokerage - Residential 3 David Hale 50 State Building Advisors Executive Vice President 3 Venecia DeSilva upscalecorp@yahoo.com investor 2 John… [read post]
