Search for: "Investor"
Results 281 - 300
of 81,149
Sorted by Relevance
|
Sort by Date
5 Aug 2014, 1:42 pm
Mercer Bullard has posted On Regulating Investors: The JOBS Act and the Accredited Investor Standard on SSRN with the following abstract: This abstract sketches novel approaches that the Securities and Exchange Commission may consider when evaluating the accredited investor standard... [read post]
16 Oct 2016, 7:13 am
Do institutional investors demand corporate disclosure? [read post]
1 Feb 2011, 10:06 pm
Supreme Court allowed brokerage firms to require investors to arbitrate disputes, investors will have a choice of selecting an all-public arbitration panel.For years, investors and their advocates have complained that the presence of an industry arbitrator on panels creates an unfair bias in favor of the industry members who are accused of wrongfully causing investment losses. [read post]
9 Feb 2017, 5:41 am
On January 31, 2017, the Investor Stewardship Group, a coalition of sixteen investors, premiered the Framework for U.S. [read post]
14 May 2012, 8:56 am
The question - what is the definition of an accredited investor for purposes of Reg D? [read post]
22 Jul 2022, 8:48 am
Continue Reading › The post SSEK Law Firm Investigates Investor Losses Involving JPMorgan Chase appeared first on Investor Lawyers Blog. [read post]
13 Jan 2023, 10:26 am
These investors, in return for a fixed rate of [...] [read post]
21 Sep 2017, 6:03 am
Private funds attorney Josh Watson discusses the case in his article “Attack of the Indirect Investor. [read post]
20 Nov 2020, 9:13 pm
Related posts:Reluctance to Engage in Accredited Investor Verification Verification of Accredited Investor Status Simultaneous Regulation CF and Rule 506(c) Offerings [read post]
18 Mar 2024, 10:50 am
The title of this post is the California Probate process and real estate investors and with that I could go two directions. 1) how do real estate investors buy properties in California probates and 2) how do families or loved ones clean up messes left behind by deceased California real estate investors? [read post]
1 Sep 2023, 1:42 pm
Our attorneys represent investors nationwide. [read post]
5 May 2023, 12:22 pm
Financial advisors should not be recommending or purchasing these types of ETFs for retail investors unless the investor understands the risks involved and can afford to take those risks. [read post]
19 Nov 2013, 11:00 am
An allegedly defrauded investor may not compel a broker-dealer to arbitrate claims over his allegedly unsuitable investments. [read post]
20 Feb 2020, 1:40 am
The SEC goes on to state that Davidson and Rybicki misappropriated millions of investors funds to buy luxury items like expensive cars and charter private jets, and used money from new investors to pay returns owed to existing investors, in a Ponzi-like fashion. [read post]
20 Feb 2020, 1:40 am
The SEC goes on to state that Davidson and Rybicki misappropriated millions of investors funds to buy luxury items like expensive cars and charter private jets, and used money from new investors to pay returns owed to existing investors, in a Ponzi-like fashion. [read post]
2 Nov 2020, 6:00 am
(Press Release, SEC Modernizes the Accredited Investor Definition). [read post]
2 Feb 2022, 3:45 am
Last year, Investor as Owner Subcommittee of the SEC’s Investor Advisory Committee developed recommendations on proposed changes to Rule 10b5-1 that were adopted by the Investor Advisory Committee and the SEC’s Rule 10b5-1 rule proposals incorporated a number of those recommendations. [read post]
2 Jun 2009, 12:54 pm
Moreover, "institutional investors are more likely to serve as the lead plaintiff when the lawsuit involves an accounting-related litigation, has an accounting firm as the co-defendant, has a longer class period, has a negative market reaction to the revelation event, and has a larger potential investor loss. [read post]
18 Dec 2007, 8:22 am
Factors that operate to reduce investor protection below its efficient level include the ability of corporate insiders to use the corporate assets they control to influence politicians, as well as the inability of institutional investors to capture the full value that efficient investor protection would produce for outside investors. [read post]
29 Jun 2019, 1:13 pm
Rather than telling investors, he sought to conceal these losses while continuing to get paid fees, eventually misappropriating about $21M of investors’ funds, including using some of the money to pay back investors while claiming these were their returns. [read post]
