Search for: "Investors Bank and Trust Institutional Company"
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12 Mar 2009, 1:28 am
Most venture and institutional investors favor C corps because they may have separate classes of stock, allowing for the creation of various levels of preferences, protections, and share valuations. [read post]
16 Oct 2007, 5:15 am
Comment Letters regarding these SEC proposals came from a broad range of sources including: individual investors, faith-based organizations, institutional investors, law firms, unions, lawyers, students, and this Blog. [read post]
5 Jan 2021, 3:15 am
Stay on top of advisories from your vendors, government, and trusted advisors. [read post]
17 Sep 2008, 12:28 am
" The Reserve, according to their website, is "a leading cash management provider for institutions, banks, brokers, advisors, and individual investors. [read post]
6 Sep 2016, 10:49 am
Firms that trade currencies in the interbank market, however, are most likely to be banks, investment banks and large corporations, since the term “interbank market” refers simply to a loose network of currency transactions negotiated between financial institutions and other large companies. [read post]
16 Feb 2023, 8:35 am
Like current Rule 206(4)-2 and the 2009 amendments, the proposed rule would require investment advisers having custody of client assets to maintain the assets with a qualified custodian, with very limited exceptions.While the qualified custodian can be a federal or state-chartered bank or savings institution, as well as certain trust companies, a registered broker-dealer, a registered futures commission merchant, or particular foreign financial… [read post]
12 Mar 2012, 3:38 pm
The Executive Director emphasized that communication fosters trust. [read post]
9 Mar 2013, 9:34 am
The conscience of an individual cannot compensate for the failure of the institution. [read post]
20 Oct 2010, 12:55 pm
It’s any “U.S. person” (as defined in the IRS Code) except for publicly traded coporation (or an affiliate thereof) and “exempt” organizations (e.g. an American government or government agency, bank, real estate investment trust, regulated investment company, common trust fund or an exempt trust). [read post]
10 Aug 2015, 9:01 pm
” The idea is that someone like Madoff will tell investors that he has found a company or a business opportunity that will pay very high returns. [read post]
25 Oct 2011, 9:51 am
Proposed Rule 5123(c) would exempt private placements sold only to any of the following types of purchasers: Institutional accounts, as defined in NASD Rule 3110(c)(4);2 Qualified purchasers, as defined in Section 2(a)(51)(A) of the Investment Company Act; Qualified institutional buyers, as defined in Securities Act Rule 144A; Investment companies, as defined in Section 3 of the Investment Company Act; An entity composed exclusively… [read post]
14 Jan 2012, 8:52 am
(Regions Morgan Keegan Trust and Morgan Asset Management, however, are not part of the sale.) [read post]
4 Sep 2014, 3:19 am
“any institution engaged in the business of providing financial services to customers who maintain a credit, deposit, trust, or other financial account or relationship with the institution. [read post]
1 Nov 2010, 8:00 am
The term “accredited investors” is defined to include: • Individuals who have a net worth, or joint net worth with their spouse, above $1,000,000, or who have income above $200,000 in the last two years (or joint income with their spouse above $300,000) and a reasonable expectation of reaching the same income level in the year of investment, or who are directors, officers, or general partners of the hedge fund or its general partner; and • Certain… [read post]
6 Jan 2010, 1:41 am
In light of the 140 banks that failed during 2009, there undoubtedly will be more claims like this to come, both filed on behalf of investors and on behalf of the FDIC as receiver of the failed institutions. [read post]
22 Sep 2008, 4:52 pm
The company said that almost three-quarters of the $441 billion it had written on soured mortgage securities was bought by European banks. [read post]
2 Jun 2022, 7:30 pm
The order authorizes the Debtors to continue to operate their cash management system and maintain existing bank accounts, books and records, and continue to perform intercompany transactions and related relief. [read post]
5 Mar 2010, 6:12 am
The ability to piggy-back on the voting instructions of well-regarded institutional investors could be attractive to other institutions, trust accounts, mutual funds and other entities whose shares are lodged in banks rather than brokers. [read post]
27 Sep 2019, 12:55 pm
On August 16, 2019, DFS announced that it had granted a charter to Bakkt Trust Company LLC, a virtual currency trust company that provides custody services for institutional bitcoin investors in conjunction with the launch of physically delivered bitcoin futures contracts. [read post]
14 Jun 2010, 7:33 pm
The bank’s parent company, Beal Financial Corp. of Plano, Texas, put $97 million in fresh capital into the new bank. [read post]
