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29 Jul 2011, 11:46 am
“For more than a thousand military families, today’s settlement brings some well-deserved peace of mind,” said James Kelley II, lead partner for the team at Morgan Lewis, which also included Brad Fagg and Charles Groppe. [read post]
5 Oct 2009, 5:04 pm
The brokerage firms who have agreed to participate in the pilot program are: Ameriprise Financial Services Charles Schwab Chase Investment Services Citigroup Global Markets Edward Jones Fidelity Brokerage Services LPL Financial Merrill Lynch Morgan Stanley Smith Barney Oppenheimer Raymond James TD Ameritrade UBS Financial Services Wells Fargo Advisors / Wachovia Securities Each of the above firms has committed to participate in a limited number of cases under the program on a… [read post]
25 Jun 2007, 12:56 pm
Before now, Wedbush Morgan did not have an independent contractor brokerage arm, as do other firms including Raymond James Financial, Inc. [read post]
10 Jun 2008, 9:12 am
Pitcock, 35, a Simpson Thacher alumnus, joined Kasowitz in 2006, and then, two years later, decamped for IP boutique Morgan & Finnegan. [read post]
27 Apr 2009, 6:59 am
Morgan, Lewis & Bockius e-mailed Valdivieso last month that it would have to defer his employment for a year, until the fall of 2010. [read post]
14 Nov 2018, 1:35 pm
From June 2010 until February 2013, Murray was registered with Morgan Keegan & Company, Inc. [read post]
26 Jul 2018, 11:45 am
(Raymond James) broker Thomas O’Brien (O’Brien). [read post]
4 May 2018, 2:20 pm
Surrogate Mella ruled in James’s favor, and directed Cunney and Morgan Stanley to turn over to James, as administrator of Decedent’s estate, the proceeds of the IRAs (id. at 8). [read post]
18 Jun 2018, 7:06 pm
Jody James Farms, JV v. [read post]
20 Jun 2014, 3:17 pm
Morgan, Mr. [read post]
18 Jan 2021, 9:07 am
Morgan Stanley did not seem motivated to remedy the problem, so the whistleblower decided to file a complaint with the Securities and Exchange Commission (SEC) with the help of Silver Law Group and James Sallah. [read post]
26 Apr 2010, 9:03 am
James Schull works at The Law Office of James D. [read post]
31 Jan 2021, 12:12 pm
” Morgan Lewis, a Trump Organization lawyer, refused to produce documents requested in a December order, claiming they were protected by attorney-client privilege. [read post]
22 Mar 2012, 10:39 am
James M. [read post]
5 Nov 2023, 10:11 am
Epstein’s story is the backdrop of a new securities class action lawsuit that has been filed against Barclays, its former CEO, James “Jes” Staley, and certain other company executives, in which the plaintiff alleges that Staley and Barclays misled investors about the relationship Staley had with Epstein during Staley’s prior position at JP Morgan Chase Bank. [read post]
17 Jun 2011, 5:15 am
Taken out of context, Morgan’s comments are hateful and contemptible. [read post]
6 Mar 2018, 8:07 am
James William Stanton Jr. [read post]
24 Dec 2010, 10:16 am
Filed: December 22, 2010Opinion by James P. [read post]
29 Jul 2020, 12:20 pm
Morgan Securities LLC Chase Investment Services Corp Christian Evans Morgan Stanley Highland Capital Funds Distributor, Inc. [read post]
2 Dec 2009, 7:49 am
For example, last month, Raymond James & Associates Inc. increased its top deal to 100% of a rep's previous year's fees and commissions, from 80%, according to the article. [read post]
