Search for: "Jay Stocking"
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15 Dec 2017, 2:12 pm
Zamansky LLC are investment and stock fraud attorneys representing investors in federal and state litigation and arbitration against financial institutions. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
12 Dec 2017, 4:36 pm
” Speaking at a conference in Washington a few days later, SEC Chairman Jay Clayton reinforced the Cyber Unit’s ICO mission and jurisdiction, noting that: “ . . . [read post]
12 Dec 2017, 12:36 pm
Yesterday, the SEC issued an enforcement order regarding Munchee’s token offering and SEC Chairman Jay Clayton released a general public statement on cryptocurrencies and ICOs. [read post]
12 Dec 2017, 12:36 pm
Yesterday, the SEC issued an enforcement order regarding Munchee’s token offering and SEC Chairman Jay Clayton released a general public statement on cryptocurrencies and ICOs. [read post]
12 Dec 2017, 12:36 pm
Yesterday, the SEC issued an enforcement order regarding Munchee’s token offering and SEC Chairman Jay Clayton released a general public statement on cryptocurrencies and ICOs. [read post]
8 Dec 2017, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 5, 2017 Tags: Boards of Directors, Compliance and disclosure interpretation, No-action letters, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting SEC Chairman’s Remarks on Small Business Capital Formation Posted by Jay Clayton, U.S. [read post]
8 Dec 2017, 5:00 am
By Jay Fishman, J.D. [read post]
4 Dec 2017, 11:25 pm
While an Equifax board committee organized to investigate the stock sales concluded that executives were unaware of the breach at the time they sold their shares, the executive’s stock sales are featured prominently in the securities class action lawsuit that has been filed against the company and certain of its directors and officers. [read post]
23 Nov 2017, 9:30 pm
Specifically, Bartov and Konchitchki looked at what happens when companies file their quarterly and annual financial statements late and the effect that missing deadlines has on stock prices. [read post]
22 Nov 2017, 8:39 am
By Jay Fishman, J.D. [read post]
21 Nov 2017, 1:44 pm
The emphasis on retail investors is in line with Chairman Jay Clayton’s mission to protect the long-term interests of the “Main Street” investor (reported here), and it suggests that the SEC will continue its trend of enforcement actions against investment advisors for unsuitable investments, improper or excessive advisory fees, microcap stocks, and other threats to retail investors. [read post]
21 Nov 2017, 12:11 pm
Instead of stock, investors receive tokens that can either be traded in the secondary market or used within the blockchain project. [read post]
14 Nov 2017, 12:01 pm
The concept here is that the longer you own the stock, the more voting power you have. [read post]
14 Nov 2017, 3:27 am
Securities and Exchange Commission, Jay Clayton. [read post]
12 Nov 2017, 12:41 pm
To date, SEC Chairman Jay Clayton has not confirmed or denied that the SEC is investigating those executives for insider trading, according to the Associated Press. [read post]
10 Nov 2017, 6:22 am
, Pay for performance, Poison pills, Proxy advisors, Shareholder voting, Surveys Voting Rights and Index Inclusion Posted by BlackRock, Inc., on Thursday, November 9, 2017 Tags: Accountability, Capital structure, Control rights, Disclosure, Dual-class stock, Index funds, Institutional Investors, Long-Term value, Management, Securities regulation, Shareholder rights, Shareholder voting Governance… [read post]
31 Oct 2017, 5:00 am
For example, the Commission approved a pilot to study the impact of wider tick sizes for small cap stocks. [read post]
25 Oct 2017, 8:55 am
Ask for Hugh Berkson or Jay Salamon at (216) 696-1422 or call toll free at (866) 932-1295 for a free evaluation of your recovery options. [read post]
24 Oct 2017, 7:04 am
He then traded the same stocks in his accounts and received financial gains. [read post]
