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3 May 2016, 2:30 pm by Rebecca Tushnet
Official description: Voluntary alternatives to and modifications of statutory notice-and-takedown process; best practices; collaborative efforts of content owners, service providers and others to address online infringement, including availability of programs to smaller service providers and creators; cooperation in identifying infringers; graduated response programs to address infringement; efforts to delist or downgrade infringing materials within online search results; participation of… [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
”  The customer checks were supposed to be deposited into a special Hantz broker-dealer (k)(2)(i) account, which according to Hantz’s Senior Vice President of Tax and Business, meant that the funds were not in Hantz’s possession. [read post]
11 Mar 2016, 5:30 am by Kori Shafer-Stack
All rights reserved under International Copyright Law. [read post]
31 Jan 2016, 12:33 pm by D. Daxton White
  Some of the types of information reported include: Civil Judicial Actions; Criminal Matters; Customer Disputes (e.g. customer complaints, arbitration and court actions); Employment Terminations; Internal Reviews (i.e. a review of a registered representatives conduct at his or her prior broker-dealer); Investigations; Financial Matters; and Regulatory Actions. [read post]
15 Jan 2016, 6:13 am
Eisenberg, K&L Gates LLP, on Sunday, January 10, 2016 Tags: Bonds, Books and records, Broker-dealers, Compliance & ethics, Compliance and disclosure interpretation, Conflicts of interest, Disclosure, Due diligence, Europe, Exchange-traded funds, Financial institutions, Financial Regulation, FINRA,Insider trading, International governance, Misconduct, Municipal securities, Mutual funds, REITs, Risk, Risk disclosure, SEC,Securities enforcement, Securities fraud, Settlements … [read post]
14 Jan 2016, 5:10 pm by Trent Dykes
Most proxy access bylaws address, in some form, the following issues:  (a) ownership threshold, (b) length of ownership, (c) maximum number of stockholder nominated candidates, (d) calculation of qualifying ownership, including treatment of “loaned” shares, (e) stockholder group limit, (f) maximum number of access nominees, (g) notice deadlines, (h) future disqualification of stockholder nominees, (i) voting commitments, and (j) third-party compensation arrangements. [read post]
28 Oct 2015, 9:19 pm
Barcelo III, Substantive and Procedural Arbitrability in Ad Hoc Investor-State Arbitration — BG Group v. [read post]
17 Oct 2015, 4:01 pm by Bill Marler
Reactive Arthritis is the name used to describe an uncommon, but potentially debilitating group of symptoms that follows a gastrointestinal, genitourinary, or viral infection. [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
Once again, there are a host of things worth watching in the world of D&O. [read post]
31 Aug 2015, 7:17 pm by Kevin LaCroix
The press release (here), which relates to Web.com Group, Inc., refers to the company’s August 18, 2015 filing with the SEC on Form 8-K. [read post]
16 Aug 2015, 8:49 am by Bill Marler
These subspecies are divided into over 50 serogroups based on somatic (O) antigens present. [read post]
23 Jun 2015, 9:40 am by Michelle N. Meyer
In the piece, we ask readers to imagine a hypothetical CEO who worries that some of her employees aren't taking optimal advantage of the company's generous 401(k) matching program. [read post]
28 May 2015, 1:38 pm by Rebecca Tushnet
W/o exemption 1201 is a trap for the unwary. [read post]
14 Apr 2015, 2:16 am by INFORRM
Research and Resources A Poisen in Ye Commonwealthe: Seditious Libel in Hanoverian London, 26 Anglo-American Law Review 341 (1997), Jeffrey K. [read post]
2 Mar 2015, 3:26 am by Peter Mahler
LNET-LLC is the preeminent internet discussion group concerning limited liability companies and partnerships. https://groups.yahoo.com/neo/groups/lnet-llc/info (last visited February 24, 2015). 2. [read post]