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14 Jul 2024, 11:48 am by DLA Piper LLP
IA-6368 (Aug. 23, 2023) (the Adopting Release) available at https://www.sec.gov/files/rules/final/2023/ia-6383.pdf.[2] National Association of Private Fund Managers v. [read post]
12 Jul 2024, 10:24 am by Admin
A key excerpt from the Amicus Brief states: “The SEC’s history of regulating digital assets is informative. [read post]
11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
11 Jul 2024, 1:15 am by INFORRM
The key conclusion which the Judge comes to is that the state of the law on this issue is currently ‘uncertain and in flux’, and so ‘probably requires the attention of an appellate court’ ([107]). [read post]
10 Jul 2024, 9:01 pm by renholding
. * * * Today’s topic – “Regulating Finance in a Changing Administrative State” – is no doubt a timely one, but also one that could easily serve as my job description. [read post]
10 Jul 2024, 4:14 pm by Orin S. Kerr
[An important case on "The Digital Fourth Amendment"] Regular readers may recall my prior coverage of United States v. [read post]
10 Jul 2024, 2:11 pm by Josie Forney
Other States’ Decisions: No Standing to Challenge the Rule Conversely, a federal court in Arkansas determined in States of Tennessee, Arkansas et al. v. [read post]
10 Jul 2024, 1:44 pm by Charles Bolton
Project applicants can use TMUD credits alongside other various local, state and federal credits and incentives to attain financing necessary to complete their projects. [read post]
10 Jul 2024, 10:58 am by Geoff Schweller
Supreme Court vacated a DC Circuit ruling in the Internal Revenue Service (IRS) whistleblower case Lissack v. [read post]
10 Jul 2024, 8:58 am by Eric Goldman
The resolution of this case leaves open a key question about Section 230. [read post]