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12 Jun 2020, 6:04 am
Schoenfeld, on Tuesday, June 9, 2020 Tags: Accountability, Audits, China, Disclosure, Financial reporting, International governance, PCAOB, SEC, Securities regulation, US Senate COVID-19: A Review of Recent Securities Fraud Enforcement Actions Posted by Michael Bongiorno, Jessica Lewis, and Sierra Shear, Wilmer Cutler Pickering Hale and Dorr LLP, on Tuesday, June 9, 2020 Tags: COVID-19, Investor… [read post]
9 Jun 2020, 6:22 am
Lewis, Ms. [read post]
4 Jun 2020, 6:41 pm
Abner, an associate in the Delaware office of Lewis Brisbois. [read post]
28 May 2020, 3:03 am
A recent Pension & Investments article, titled “Truce sorely wanted on proxy proposal championed by SEC” (subscription required), quotes Glass Lewis’s SVP & GC, Nichol Garzon-Mitchell, as saying the proxy advisor still has concerns about some of the alternatives the SEC may be considering and that details of a new proposed approach should be vetted through public comment. [read post]
13 May 2020, 11:23 am
Lewis after alleging that he was terminated after he violated company policy by borrowing money from a customer. [read post]
1 May 2020, 6:02 am
Corporations Posted by Jens Dammann (University of Texas) and Horst Eidenmueller (University of Oxford), on Tuesday, April 28, 2020 Tags: Accountability, Accountable Capitalism Act, Board monitoring, Board oversight, Board performance, Boards of Directors, Codetermination, Corporate culture, Germany, International governance, Shareholder value, Stakeholders COVID-19 and Corporate Governance: Key Issues for Public Company… [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
7 Apr 2020, 11:49 am
Investors in these structured debt and equity financings likely will include commercial credit companies making asset-backed loans, private equity, distressed asset investment funds, family offices and other private investors interested in assisting in the survival and success of SMBs. [read post]
3 Apr 2020, 6:03 am
Securities and Exchange Commission, on Saturday, March 28, 2020 Tags: Broker-dealers, COVID-19, Disclosure, Engagement, FSOC, Investment advisers, Investor protection, SEC, Securities regulation, Systemic risk, Virtual meetings Non-U.S. [read post]
10 Mar 2020, 2:28 pm
He also has been an administrator and project manager for Fidelity Investments, United Biosource Corporation, start-up companies and consultancies. [read post]
6 Mar 2020, 6:17 am
Chamber of Commerce Comment Letter on the Shareholder Political Transparency Act & Workforce Investment Disclosure Act Posted by Neil Bradley, U.S. [read post]
2 Mar 2020, 11:27 am
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
2 Mar 2020, 11:27 am
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
29 Feb 2020, 5:38 am
The Roundtable will take place FRIDAY 20 March 2020 in Room 012 Lewis Katz Building on the Penn State University Park Campus. [read post]
25 Feb 2020, 2:32 pm
Proxy Advisory Firms Face Proposed Rules The SEC continued its focus on proxy advisory firms in 2019, including the release by the SEC of interpretive guidance providing that proxy advice produced by such firms, such as Institutional Shareholder Services (ISS) and Glass Lewis, is subject to the federal proxy rules, including Rule 14a-9. [read post]
12 Feb 2020, 3:00 am
Proxy advisors are business to make money, and that means giving their customers what they want – and their customers want to have the last word at the companies in which they invest. [read post]
24 Jan 2020, 7:59 am
If you have any questions about TN or Canadian L visa statuses, or the USMCA, please reach out to a Jackson Lewis attorney. [read post]
24 Jan 2020, 7:18 am
Duhnke III, Public Company Accounting Oversight Board, on Friday, January 17, 2020 Tags: Accountability, Accounting, Accounting standards, Audits, Disclosure, Financial reporting, Financial technology, Oversight, PCAOB, Sarbanes–Oxley Act, Securities enforcement, Securities regulation Sustainability as New Standard for Investing Posted by Barbara Novick, BlackRock, Inc., on Friday, January 17, 2020 … [read post]
23 Jan 2020, 6:32 am
Employee ownership usually results from “direct participation plans”, which provide a streamlined (and often discounted, tax-efficient) means for workers to invest in the company, with clearly established caps and conditions. [read post]
23 Jan 2020, 5:00 am
Table of Contents Introduction How Financial Transaction Taxes Work History and Current Implementation of FTTs High-Frequency Trading Derivatives Distortion of Investment Decisions Liquidity Volume Revenue Volatility Price Discovery Distribution of the Burden of FTTs Conclusion Appendix Stay Informed on Tax Policy Research and Analysis Select StateAlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of… [read post]
