Search for: "Luis Aguilar"
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7 Aug 2010, 11:01 am
Journal, SEC Commissioner Luis Aguilar has pushed hard for clawbacks of executive pay when corporate books are cooked, putting him at odds with fellow Commissioners. [read post]
20 Jul 2010, 5:39 am
Perhaps best reflecting the SEC's newfound willingness to be tough on fraudsters is this recent speech from SEC Commissioner Luis Aguilar about his desire for more D&O bars. [read post]
18 Jul 2010, 8:26 am
Editor's Note: Luis A. [read post]
14 Jul 2010, 1:33 pm
Aguilar and Kathleen L. [read post]
9 Jul 2010, 9:32 am
” SEC Commissioner Luis A. [read post]
21 Jun 2010, 11:57 am
Agenda, a publication that covers board issues, reported that corporate representatives met recently with Commissioner Luis Aguilar, who said the SEC may drop its tiered approach in favor of a 3 percent threshold that applies to all public companies. [read post]
14 Jun 2010, 5:38 am
Recently, SEC Commissioner Luis Aguilar delivered this speech entitled, "Recruiting the Best and the Brightest Means Striving for a Diverse Applicant Pool. [read post]
10 Jun 2010, 4:17 pm
Luis Matos and Glen Matos as defendants. [read post]
6 Jun 2010, 7:44 am
Editor's Note: Luis A. [read post]
28 May 2010, 5:00 am
SEC Commish: Agency Needs to Get Tough on Miscreants Kara Scannel’s coverage from the Wall Street Journal’s Law Blog If Securities and Exchange Commissioner Luis Aguilar has his way, corporate miscreants will face stronger sanctions. [read post]
27 May 2010, 5:29 am
On top of that, we heard some great perspectives from top government officials, like Lanny Breur, Gary Grindler, Shelley Parratt, Barney Frank and Luis Aguilar. [read post]
24 May 2010, 1:54 pm
SEC commissioner Luis Aguilar says the agency should seek stiffer sanctions against corporations and individuals. [read post]
24 May 2010, 6:22 am
SEC Commissioner Luis A. [read post]
24 May 2010, 4:00 am
SEC Commissioner Luis A. [read post]
8 May 2010, 9:48 am
Securities and Exchange Commission (SEC) Commissioner Luis Aguilar has consistently stated that Congress should mandate that all providers of investment advice, including broker-dealers, should be subject to the fiduciary standards imposed by the Investment Advisers Act of 1940 (Advisers Act). [read post]
4 May 2010, 2:44 pm
On April 29, 2010, SEC Commissioner Luis A. [read post]
24 Apr 2010, 9:37 am
At an investment adviser compliance seminar last month, Securities and Exchange Commissioner Luis Aguilar called on Congress to impose the same standard of care that applies to investment advisers to all financial intermediaries. [read post]
19 Apr 2010, 3:32 pm
SEC Chairman Mary Schapiro sided with Democrats Luis Aguilar and Elisse Walter to approve the case, said the people, who declined to be identified because the vote wasn? [read post]
19 Apr 2010, 2:12 pm
Elisse Walter and Luis Aguilar, both Democrats, joined SEC chair Mary Schapiro and voted in favor of the charges. [read post]
6 Apr 2010, 6:30 am
Aguilar, to the WaPo. [read post]
