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10 Jan 2014, 7:39 am by Broc Romanek
Note that the new CDI does not assert that a voting agreement pertaining to other matters (e.g., an agreement to vote in favor of a particular transaction or against other transactions) similarly establishes "voting power" and the consequential "beneficial ownership." [read post]
12 Dec 2014, 12:46 am by Kevin LaCroix
  The typical policy definition of a wrongful act ordinarily includes “(a) any actual or alleged error or misstatement or misleading statement or act or omission or breach of duty by directors and officers while acting in their individual or collective capacities; and (b) any matter claimed against them solely by reason of their being directors or officers of the company. [read post]
15 Feb 2007, 2:47 pm
In determining whether a reporting entity has failed to take reasonable steps to comply with a civil penalty provision, the AUSTRAC CEO must have regard to all relevant matters, including: (a) whether the entity has previously failed to take such steps; and (b) any steps that the entity has taken to comply with its obligations under the Act; and (c) whether the entity complied with any obligations it may have had under the Financial Transaction Reports Act 1988; and (d)… [read post]
21 May 2007, 9:08 am
This can be demonstrated by the Second Department's decision last Tuesday in Matter of D. [read post]
24 May 2010, 1:35 pm by William Carleton
To put a point on it, the "accredited investor" definition that is used for Reg D offerings is the one that matters to startups. [read post]
26 Nov 2018, 11:30 pm by Guido Paola
Hence the minutes:“...irreversibly determined the matter at stake concluding the proceedings in refusal of the subject application and adversely affecting the applicant’s divisional application.” – (point 9.B, page 12 of 22, Petitioner’s Reply)XVII. [read post]
4 Sep 2017, 2:20 pm by Kevin LaCroix
Once again, there are a host of things worth watching in the world of D&O. [read post]
25 Mar 2018, 8:10 pm by Kevin LaCroix
  The policy defined the term “Events” to mean:   1) Events contained within Note 10 of the 10-Q released on July 15, 2010 titled “All Regulatory, Legal or Other Matters” and sub-titled Shareholder Litigation. 2) All notice of claim or circumstance as reported under [the predecessor D&O insurance carrier’s policy]. [read post]
9 Dec 2014, 8:06 am by Ron Coleman
Supreme Court heard oral argument last week in a much anticipated trademark matter, B&B Hardware Inc. v. [read post]
29 Jul 2016, 1:30 pm
 This means that the effective protection under the patent is insufficient to cover the investment in R&D (see Article 4 of the SPC Regulation). [read post]