Search for: "MAXINE WATERS"
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26 Apr 2013, 8:00 am
Waters Introduces Investment Adviser Examination Improvement Act Representative Maxine Waters (D-Cal.), along with Representative John Delaney (D-MD), again introduced legislation that would allow the SEC to charge user fees to fund examinations of investment advisers, the Investment Adviser Examination Improvement Act of 2013. [read post]
24 Oct 2019, 8:30 am
Libra is designed to target more mainstream users than traditional cryptocurrencies, particularly those who do not engage with the traditional financial system but have access to a mobile phone FSC Chairwoman Maxine Waters (D-Cal) opened the discussion by urging Facebook to address its other privacy and advertising concerns before jumping into the cryptocurrency arena. [read post]
20 Sep 2019, 7:14 am
House FSC Chairwoman Maxine Waters (D-Calif) noted that the PCAOB program will mirror the successful SEC program and help to ensure informative, accurate, and independent financial reports. [read post]
14 Oct 2019, 7:38 am
He strikes Representative Maxine Waters, Democrat of California. [read post]
24 Sep 2012, 2:48 pm
Maxine Krone, defending, said Brown was taking medication for an anxiety disorder at the time of the attack. [read post]
7 May 2014, 2:00 pm
Or more prosaically: the Community Reinvestment Act of 1977 (thank the cornpone Jimmy Carter) plus the delusional romanticism of lefties like (the black) Maxine Waters and (the light-in-the-loafers) Barney Frank whose never-met-a-payroll gullibility turned these same titans into the helpless pawns of their febrile dreams.Though you wouldn't guess it from the title, I somehow got the impression that M/R offered more of the same. [read post]
6 Aug 2020, 3:30 pm
Specifically, if a company intentionally makes disclosures to broker-dealers or to other specified market participants, it must publicly disclose such information simultaneously; if a selective disclosure is unintentional, the company must promptly make a public disclosure of the information.House Financial Services Committee Chairwoman Maxine Waters (D-Cal) and four other House committee and subcommittee chairs also are seeking records and other communications about Kodak and the… [read post]
26 Jul 2018, 1:32 pm
The PRPA - co-sponsored by the unlikely coalition of very conservative Republican Jim Sensenbrenner (Wisconsin) and very liberal Democrat Maxine Waters (California) is one such effort. [read post]
18 Dec 2009, 3:07 pm
The recent reports which claim that Emanuel has told Reid to cater to Lieberman -- a claim the White House denies -- confirms the July statements of Maxine Waters. [read post]
16 Dec 2010, 9:21 am
Maxine Waters (D-CA). [read post]
29 Jan 2024, 3:00 am
Maxine Waters (D., Cal.) when, during violent rioting, Waters declared that protesters “gotta stay on the street” and “get more confrontational. [read post]
31 Jul 2012, 1:58 pm
Maxine Waters (D-CA) has unveiled a bill that, if approved, would give the US Securities and Exchange Commission the authority to make investment advisers pay user fees, which would allow for additional and more frequent exams as long as the regulator raises their level of activity relative to the last fiscal year. [read post]
7 Mar 2012, 5:08 pm
Maxine Waters (D-CA) providing that if a broker or dealer is underwriting an initial public offering for an emerging growth company and providing research to the public about such IPO, those research reports need to be filed with the SEC, and the broker or dealer must be held to stricter liability for their comments. [read post]
1 Jun 2021, 8:52 am
Maxine Waters (D-Cal), chair of the House Financial Services Committee, said in an opening statement that in 2020, the amount of money raised in SPAC transactions skyrocketed 462 percent over the previous year.According to Rep. [read post]
14 Jun 2017, 7:06 am
House Financial Services Committee Ranking Member Maxine Waters (D-Cal) linked the Treasury report and the Financial CHOICE Act of 2017. [read post]
14 Oct 2019, 5:52 am
Maxine Waters, the California Democrat who heads the House Financial Services Committee, announced Wednesday that Zuckerberg will testify at a hearing by the panel on Oct. 23. [read post]
13 Mar 2007, 4:05 pm
Maxine Waters, Chair, Co-Founder Rep. [read post]
15 Jun 2009, 6:50 am
John Dingell of Michigan and Maxine Waters of California--have signed up as co-sponsors. [read post]
23 Mar 2007, 5:10 pm
Michaud (Maine), Maxine Waters (Calif.), Diane Watson (Calif.) and Lynn Woolsey (Calif.). [read post]
13 Oct 2011, 5:02 am
Maxine Waters (D-CA) included and amendment that the revised SEC rules allowing a general solicitation under Regulation D must require the issuer to take reasonable steps to verify that purchasers of the securities are accredited investors using methods determined by the SEC. [read post]
