Search for: "MERRILL LYNCH & CO., INC." Results 281 - 300 of 425
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9 Oct 2009, 8:47 am by Vanessa Vidal, Esq.
That's exactly what a large shareholder is urging its board of directors to do: allow ex-general counsel Tim Mayopoulos to testify about the bank's merger with Merrill Lynch & Co. [read post]
25 Sep 2009, 7:54 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
22 Sep 2009, 2:26 pm
Following a Texas securities fraud claim that Bank of America's Merrill Lynch, Pierce, Fenner & Smith Inc. allowed unregistered sales persons to sell securities, the Bank of America unit has agreed to pay $26.5 million as part of a national settlement over the allegations. [read post]
16 Sep 2009, 1:47 pm
(Allston, MA; Tae Yi, President) Black Trace, Inc. [read post]
10 Sep 2009, 3:24 am
Four days after Bank of America shareholders voted to approve a merger with Merrill Lynch, Timothy J. [read post]
26 Aug 2009, 12:54 pm
Madoff Investment Securities Inc., Merrill Lynch & Co., Stanford Financial Group, Sky Capital Holdings LLC., and its other larger member firms. [read post]
17 Aug 2009, 7:31 am
Several large Wall Street firms that had underwriting operations, including Merrill Lynch & Co., Citigroup Inc., J.P. [read post]
7 Aug 2009, 1:54 pm
On Wednesday, Teva Pharmaceutical Industries Ltd. sued Merrill Lynch & Co., a Bank of America Corp. unit. [read post]
7 Aug 2009, 3:58 am
Bank of America, SD NY, Litigation Release No. 21164.The SEC charged the bank with making materially false statements in a joint proxy statement that it filed with Merrill Lynch & Co., Inc. in connection with the bank's $50 billion acquisition of Merrill Lynch. [read post]
5 Aug 2009, 4:30 pm by Ronda Muir
Financial pressures on other banks mounted after Merrill Lynch & Co. listed its shares in 1971 in what became increasingly obvious as a competitive advantage, culminating in Goldman Sachs Group Inc. becoming the last major investment bank to make the change in 1999. [read post]
3 Aug 2009, 1:23 pm
On August 3, 2009, the Securities and Exchange Commission ("SEC") announced that it was entering into a Consent Judgement with Bank of America Corporation ("BoA" or the "Company") in connection with the Company's issuance of a joint proxy statement filed with the SEC as to BoA's acquisition on Merrill Lynch & Co., Inc. [read post]
31 Jul 2009, 10:35 am
Merrill Lynch & Co., which lost $27.6 billion for the year, paid bonuses of $3.6 billion, according to Cuomo's tally. [read post]
31 Jul 2009, 4:42 am
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 05 Civ. 10264, 2006 U.S. [read post]
24 Jul 2009, 5:37 am
§ 1407, and Transfers Actions to Southern District of New York Thirty (30) individual and class action lawsuits were filed against Bank of America and other defendants arising out of “alleged misrepresentations and omissions made in the context of Bank of America’s acquisition of Merrill Lynch & Co., Inc. [read post]