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Morgan Stanley Gets Sued by 10 Former Advisors Who Claim The Firm Stiffed Them on Compensation Owned
11 Aug 2022, 10:52 am
In 2020, several ex-Morgan advisors filed a class-action lawsuit against the company. [read post]
18 Jun 2014, 7:59 am
By charging higher fees in those funds, JP Morgan received as much as $108 million more in fees from the firm’s own management company. [read post]
19 Dec 2007, 12:59 pm
A Chinese Sovereign wealth fund, China Investments Company, has bought stock rights in Morgan Stanley that will enable CIC to own 9.9% of the equity of the company by 2010. [read post]
8 Apr 2010, 3:40 am
Morgan Stanley Defends InterOil Right after William Lobdell reported about the above litigation affecting both InterOil and Phil Mulacek, you issued a barrage of "research reports" defending its previous guidance on InterOil and hyping the company's future prospects. [read post]
27 Nov 2006, 8:25 am
JP Morgan Chase has agreed to settle a disability discrimination case for $2.2 million based on previous employment practices at Bank One, a company that it merged with back in 2004. [read post]
17 Jul 2014, 7:41 am
In cases like these, the driver can be considered an agent of the company, which means both can be held liable for accidents and injuries. [read post]
23 Jan 2018, 7:15 am
Previous registrations include Morgan Stanley & Co., Morgan Stanley DW Inc., SunAmerica Securities, Franklin-Lord Incorporated, Kemper Securities Group, Boettcher & Company, Shearson Lehman Hutton Inc., EF Hutton & Company Inc., and Hutchison Financial Corporation. [read post]
6 Aug 2019, 2:58 pm
He named a close relative as the sole owner or member of MGMT and CEO-Sports and also as the authorized representative on the each company’s bank accounts. [read post]
15 May 2009, 7:24 am
Already facing massive claims over its sale of toxic bond funds, the company is now being confronted with auction rate securities problems. [read post]
23 Nov 2021, 1:21 pm
TEDCO, Maryland’s economic engine for technology companies, Tuesday announced its recent round of funding, including investments in 12 startup companies and funding to 36 university projects through the Maryland Innovation Initiative (MII). [read post]
11 Jul 2017, 10:50 am
Update: Bad News for Investors Morgan Stanley, the lead underwriter on the initial public offering of Snap Inc. downgraded the stock and raised concerns about the social media company’s ability to compete with Facebook, Inc. [read post]
4 Oct 2011, 8:10 am
That is down from Ba1 (also junk level) a month ago and vastly below the high-grade rating of A2 assigned by Moody’s Investors Service (a different Moody’s company). [read post]
15 Jun 2011, 1:18 pm
It also cemented league-table leads for the New York Stock Exchange and Morgan Stanley. [read post]
14 Jan 2012, 8:52 am
(RJF) will be paying it $930 million to purchase Morgan Keegan & Company, Inc. and related affiliates in a stock purchase agreement. [read post]
21 Oct 2016, 7:35 am
From June 2009 until June 2016, Aguilar was associated with Morgan Stanley. [read post]
20 Sep 2016, 11:25 am
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
20 Dec 2018, 9:21 am
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
11 Feb 2011, 11:47 am
The oil and gas pipeline company priced its $2.9 billion IPO Friday. [read post]
13 Mar 2012, 1:15 pm
A month after Morgan, Lewis & Bockius helped The Pep Boys strike a deal to go private in a $1 billion buyout, the firm is advising the company taking control of rival auto repair chain Midas for $310 million. [read post]
14 Aug 2008, 1:50 am
[JURIST] Energy company Kinder Morgan Bulk Terminals (KMBT) [corporate website] was sentenced Wednesday for its improper disposal of potash (potassium chloride) in violation of the Ocean Dumping Act [text]. [read post]
