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16 May 2013, 7:13 am
Higgins will replace Lona Nallengara, who has served as acting director since Meredith Cross’ departure in December 2012. [read post]
15 Apr 2013, 9:44 am
Price, Meredith M. [read post]
10 Apr 2013, 3:15 am
When an owner is a natural person (rather than, for example, a corporation), then death would seem to present an... [read post]
17 Feb 2013, 7:21 am
Editor’s Note: The following post comes to us from Meredith Miller, Chief Corporate Governance Officer, and Cambria Allen, Corporate Governance Director, of the UAW Retiree Medical Benefits Trust, which provides health care benefits to over 800,000 UAW retirees and their dependents and has $52 billion under management. [read post]
29 Jan 2013, 7:00 am
The Forum’s Advisory Board consists of representatives of institutional investors, including Jay Chaudhuri, Michelle Edkins, Jonathan Feigelson, Gavin Grant, Joyce Haboucha, Suzanne Hopgood, Andrew Letts, Michael McCauley, Meredith Miller, Manish Mital, Peter H. [read post]
3 Jan 2013, 11:11 am
In addition, then-SEC Chairman Mary Schapiro and then-Director of the Division of Corporation Finance Meredith Cross have noted in various speeches that the SEC was considering guidance on the issue. [read post]
28 Dec 2012, 9:23 am
No official announcement has been made, but if true this would be the third director to leave in the last month (with Meredith Cross, Division of Corporation Finance, and General Counsel Mark Cahn), not to mention Chairman Mary Schapiro’s retirement. [read post]
6 Nov 2012, 3:15 am
By Meredith James and Dianne Saxe Directors and officers to be liable for contamination on escheated land? [read post]
13 Oct 2012, 11:09 am
But she said enforcement didn’t follow as promised, so it fell to court cases to lay out the law — starting with Meredith Boucher. [read post]
4 Sep 2012, 11:06 am
., will host attendees at its downtown corporate headquarters – and in Athens, the wonderful community northeast of Atlanta that's home to the University of Georgia School of Law. [read post]
30 Aug 2012, 4:21 am
Meredith Cross noted that the SEC would form a multi-divisional task force to gauge what steps companies are taking to verify accredited investor status. [read post]
29 Aug 2012, 8:18 am
Meredith Cross, Director of the Division of Corporation Finance, said that the staff plans to form a multi-divisional task force to develop strategies to identify general solicitations in private offerings and what steps issuers are taking to verify accredited investor status. [read post]
10 Aug 2012, 3:13 pm
According to SEC Division of Corporation Finance director Meredith Cross, Corp Fin is now looking at issuers’ closers related to the LIBOR scandal. [read post]
25 Jul 2012, 10:00 am
At a talk given to the Society of Corporate Secretaries and Governance Professionals on July 14, 2012, Meredith Cross, Director of the SEC Division of Corporation Finance, stated that the SEC is working simultaneously on all of the required JOBS Act and Dodd-Frank Act required rules. [read post]
18 Jun 2012, 5:13 am
Type of Offence Individual Corporation Small Revenue Corporation Summary offence First offence Minimum: $5,000Maximum: $300,000 Minimum:$100,000Maximum:$4,000,000 Minimum:$25,000Maximum:$2,000,000 Subsequent offence Minimum:$10,000Maximum:$600,000 and/or 6 months imprisonment Minimum:$200,000Maximum:$8,000,000 Minimum:$50,000Maximum:$4,000,000 Indictable offence First offence Minimum: $15,000Maximum: $1,000,000 Minimum:$500,000Maximum:$6,000,000… [read post]
7 Jun 2012, 5:08 am
And the SEC’s head of Corporation Finance, Meredith Cross, said that SPACs are not job creators. [read post]
5 Jun 2012, 8:31 am
" The article quotes Meredith Cross, director of the SEC's Division of Corporation Finance, as having examined whether "trusts that collect music and movie-royalty payments, or structures used to create tax-free corporate spinoffs" could qualify as emerging growth companies. [read post]
2 Jun 2012, 5:18 am
Meredith, 572 F.2d 596 (8th Cir. 1977), the Eighth Circuit adopted the selective waiver doctrine, which allows corporations seeking to use a confidentiality agreement to disclose to the government information protected... [read post]
2 Jun 2012, 5:18 am
Meredith, 572 F.2d 596 (8th Cir. 1977), the Eighth Circuit adopted the selective waiver doctrine, which allows corporations seeking to use a confidentiality agreement to disclose to the government information protected... [read post]
30 May 2012, 4:11 am
An Interview with Meredith Cross, Director of the SEC's Division of Corporation Finance 2. [read post]
