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23 Oct 2024, 3:08 am by Meredith Ervine
They’ll discuss the following topics, among others: – SEC Enforcement Activities in 2024 and Priorities for 2025– Implications of Jarkesy for SEC’s Enforcement Program– Monetary and Non-Monetary Penalties– Accounting and Disclosure Actions– Actions Targeting “Internal Controls”– Self-Reporting and Cooperation Credit– Coordination with DOJ Investigations – Meredith Ervine  [read post]