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27 Aug 2021, 1:29 pm by Larry
In the meantime, I am squeezing in a few quick updates.The first is about Logitech, Inc. v. [read post]
26 Aug 2021, 1:14 pm by The White Law Group
Hartman vREIT XXI: Secondary Price Suggests Losses for Investors  The White Law Group continues to investigate potential securities claims involving broker dealers who may have unsuitably recommended Hartman vREIT XXI Inc. [read post]
24 Aug 2021, 9:45 am by Catherine Reach
Tips to Prevent Business Email Compromise (BEC) | Sensei Enterprises, Inc. [read post]
17 Aug 2021, 5:00 pm by Rob Robinson
Chuck Davis, President at Adaptive Solutions, added: “Our mutual clients will also benefit from our deeply collaborative relationships with iManage and our other technology partners for a broader array of solutions and integrations for information management, governance, analytics, and security across the spectrum of legal and compliance obligations. [read post]
12 Aug 2021, 10:33 am by Race to the Bottom
Power players such as “Amazon.com Inc., Chevron Corp., and Walmart Inc., as well as some mutual and pension fund groups, are seeking the [SEC’s] flexibility” as the agency determines how to best implement climate risk reporting. [read post]
23 Jul 2021, 6:12 am by Bob Ambrogi
“This was the group that was making us a part of their business and we wanted them part of our business, so we wanted that mutual commitment,” Drobot said. [read post]
20 Jul 2021, 3:21 pm by Dan Flynn
Added security, however, almost always means IT projects take more time, according to today’s panelists. [read post]
16 Jul 2021, 6:18 am
Magid, and Matthew Karlan, Cadwalader, Wickersham & Taft LLP, on Thursday, July 15, 2021 Tags: Basic, Class actions, Fraud-on-the-Market, Goldman Sachs, Halliburton, Institutional Investors, Pension funds, Securities fraud, Securities litigation, Supreme Court Compensation Disclosures and Strategic Commitment: Evidence from Revenue-Based Pay Posted by Matthew J. [read post]
15 Jul 2021, 12:19 pm by Arielle E. Katz
Despite not reading the account application, his signing of it created mutual assent to the arbitration clause. [read post]
15 Jul 2021, 12:19 pm by Arielle E. Katz
Despite not reading the account application, his signing of it created mutual assent to the arbitration clause. [read post]
15 Jul 2021, 12:19 pm by Arielle E. Katz
Despite not reading the account application, his signing of it created mutual assent to the arbitration clause. [read post]
14 Jul 2021, 1:33 pm by Iorio Altamirano
Fined by FINRA – Houston, TX appeared first on Securities Arbitration Lawyer Blog. [read post]
13 Jul 2021, 5:54 am by Danielle Parker
 In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
25 Jun 2021, 5:49 am
Securities and Exchange Commission, on Wednesday, June 23, 2021 Tags: Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability Do ESG Mutual Funds Deliver on Their Promises? [read post]
10 Jun 2021, 8:42 am by Rohini Kurup
The Polish government requested information from the United States under the mutual legal assistance treaty between the two countries, but the U.S. denied the request, citing national security concerns. [read post]
29 May 2021, 1:33 am by Alan Rosca
The allegations involved corporate and municipal debt, direct investment in DPP and LP interests, OTC equity securities, investments in common and preferred stock, and mutual funds. [read post]