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31 Jan 2023, 2:56 pm
For more information about OpenText (NASDAQ: OTEX, TSX: OTEX) visit opentext.com. [read post]
30 Jan 2023, 12:00 pm
Some are large, like NASDAQ-listed DocuSign, but many more of its targets are small companies with less than 50 or even less than 10 employees. [read post]
26 Jan 2023, 9:05 pm
In 2022, public companies witnessed a new kind of corporate governance activism. [read post]
22 Jan 2023, 9:01 pm
As U.S. financial institutions assess their ESG risks, opportunities, policies and procedures for 2023, key considerations include the numerous significant ESG developments in 2022—in particular, recent proposals and initiatives announced by financial regulators with respect to climate-related risk management and disclosures—and overarching regulatory, political, investor and litigation trends. [read post]
19 Jan 2023, 12:49 pm
Regulators and courts will have to carefully assess whether public companies manipulated the valuation process to deceive investors or whether stock declines reflect the bursting of a bubble.[2] The equity market selloff in 2022, which contributed to the worst year since 2008 for the Dow Jones, S&P 500 and the NASDAQ, has exposed U.S. [read post]
18 Jan 2023, 10:04 am
Manipulative Trading in Small Cap IPOs According to the Report, FINRA, NASDAQ and the NYSE—all three prominent voices in the securities regulatory space – have recently observed that initial public offerings for certain small cap, exchange listed issuers may be the subject of a variety of manipulation schemes – similar to “ramp and dump” operations. [read post]
16 Jan 2023, 9:30 am
The idea that the little family business in Leola, Pennsylvania would one day be rolled up into the assets of a multi-million dollar private equity fund or packaged as part of an initial public offering on NASDAQ would seem to be pure fantasy. [read post]
11 Jan 2023, 7:58 am
(Nasdaq: BEAT) and its subsidiary CardioNet LLC have agreed to pay nearly $45 million to resolve allegations they violated the False Claims Act by knowingly billing federal healthcare programs for services performed by cardiovascular technicians located outside the United States in violation of federal law. [read post]
11 Jan 2023, 6:31 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
11 Jan 2023, 6:31 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
9 Jan 2023, 9:01 pm
After a series of public admissions by the company, Luckin’s American Depositary Shares (“ADSs”) plunged from an all-time high of $50 per share in January 2020 to under $2 per share before they were delisted from the NASDAQ exchange in June 2020. [read post]
8 Jan 2023, 9:26 am
Editor’s Note: From time to time, ComplexDiscovery highlights publicly available or privately purchasable announcements, content updates, and research from cyber, data, and legal discovery providers, research organizations, and ComplexDiscovery community members. [read post]
5 Jan 2023, 2:22 pm
After a series of public admissions by the company, Luckin’s American Depositary Shares (“ADSs”) plunged from an all-time high of $50 per share in January 2020 to under $2 per share before they were delisted from the NASDAQ exchange in June 2020. [read post]
3 Jan 2023, 2:05 am
And 2022 was the first time companies listed on the NASDAQ were required to disclose the demographic makeup of their board of directors. [read post]
28 Dec 2022, 5:39 am
Confirming this presumption, one supporter of Nasdaq’s proposal proclaimed that Nasdaq was “heeding the call of the moment. [read post]
26 Dec 2022, 6:14 am
This requires it to comply with SEC and NASDAQ rules and regulations, to provide audited financials to the public, etc. [read post]
21 Dec 2022, 6:31 am
Whereas companies were able to implement other Dodd-Frank compensation-related rules without fundamentally changing their pay plans (such as the CEO pay ratio disclosure requirements), the clawback rule requires the NYSE and NASDAQ to update their listing standards and issuers to adopt a specific policy that affects the amount of compensation executives will ultimately take home. [read post]
21 Dec 2022, 6:31 am
Whereas companies were able to implement other Dodd-Frank compensation-related rules without fundamentally changing their pay plans (such as the CEO pay ratio disclosure requirements), the clawback rule requires the NYSE and NASDAQ to update their listing standards and issuers to adopt a specific policy that affects the amount of compensation executives will ultimately take home. [read post]
21 Dec 2022, 3:36 am
NASDAQ’s amendment relates to the compliance dates. [read post]
21 Dec 2022, 3:14 am
In theory it’s possible to figure this out from the Nasdaq matrix, but I’ve seen cases where the disclosure is less than clear – and again, NYSE companies don’t have to provide a matrix at all. [read post]
