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27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
14 Jun 2010, 5:20 am
” — today’s New York Times. [read post]
26 May 2017, 6:34 am
’s IPO [on March 2, 2017], featuring public shares with no voting rights, appears to be the first no-vote listing at IPO on a U.S. exchange since the New York Stock Exchange (NYSE) in 1940 generally barred multi-class common stock structures with differential voting rights. [read post]
16 Jun 2020, 8:58 am
(NINE) recently announced that the New York Stock Exchange (NYSE) found that the oilfield services company was once more in compliance with the stock exchange’s continued listing standard. [read post]
2 Nov 2018, 8:58 am
” However, because these stocks are smaller, they don’t meet the minimum for trading on a national exchange like the New York Stock Exchange or the NASDAQ. [read post]
18 Feb 2008, 10:03 am
Attorneys at SNSFE are investigating a broker who has been barred for 10 years by the New York Stock Exchange. [read post]
6 Mar 2024, 10:25 am
Call New York Securities Lawyers at 212-509-6544. [read post]
SEC Charges TradeZero America and Co-Founder with Deceiving Customers about Meme Stock Trading Halts
24 May 2022, 11:05 am
Call New York Securities Lawyers at 212-509-6544. [read post]
15 Aug 2022, 1:40 pm
Call New York Securities Lawyers at 212-509-6544. [read post]
31 May 2024, 10:00 am
Call New York Securities Lawyers at 212-509-6544. [read post]
2 Nov 2018, 6:11 am
This post is based on a petition from CII to the New York Stock Exchange (NYSE) by Mr. [read post]
2 Jan 2019, 10:22 am
A federal appeals court in New York ruled against International Business Machines Crop., overturning a lower court dismissal of a lawsuit by IBM 401(k) plan participants, who alleged plan managers violated their fiduciary duties. [read post]
14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
14 Nov 2011, 7:13 am
In the past 10 years, dozens of Chinese corporations have found a back-door way of selling their shares to the American public through reverse mergers with nearly-defunct or thinly-capitalized American corporations, having previously established share listings with the New York Stock Exchange and the NASDAQ stock market. [read post]
20 Oct 2015, 5:53 am
It’s a great honor to be back again speaking at an event sponsored by the New York Stock Exchange. [read post]
