Search for: "Officer Oxley"
Results 281 - 300
of 1,089
Sorted by Relevance
|
Sort by Date
10 Apr 2007, 10:00 am
Times arise when the interests of some owners don't correspond with those of other owners, or when the interests of the owners generally don't correspond with the interests of the board of directors, of the managing partner(s), or of individual directors, officers or employees. [read post]
5 Aug 2008, 11:01 am
The figures underline the dramatic rises in non-salaried compensation for top GCs in the US in the wake of sweeping governance reforms such as the Sarbanes-Oxley Act, which was ushered in after corporate scandals like Enron and Tyco. [read post]
28 Jun 2010, 5:35 pm
” The dissent focused on the need for protections in the Sarbanes-Oxley Act. [read post]
21 Nov 2020, 7:26 am
We want to start by thanking the staff in the Division of Corporation Finance, Office of the General Counsel, Division of Economic and Risk Analysis, and Office of the Chief Accountant who have worked on this rule. [read post]
14 Sep 2015, 9:05 pm
Available evidence suggests the opposite [Radley Balko, more] New York Times covers shaken-baby syndrome with look back at Louise Woodward trial [Poynter; Boston Globe on shaken baby syndrome in May; earlier] Study from National Association of Criminal Defense Lawyers (NACDL) on gaps in indigent defense misses chance to highlight voucher/choice remedies [Adam Bates, Cato] The far reach of Sarbanes-Oxley: “You Can Be Prosecuted for Clearing Your Browser History” [Juliana… [read post]
24 Jul 2006, 7:21 am
In turn, this would run counter to sound corporate governance since good governance practices dictate that senior officers should be excluded from compensation committee deliberations about their own pay. [read post]
26 Feb 2015, 11:43 am
Jones was an officer with the Florida Fish and Wildlife Conservation Commission and a federal deputy. [read post]
1 Sep 2022, 1:33 pm
” The senior manager filed a complaint with OSHA’s Chicago Regional Office, which also investigated the case. [read post]
17 Mar 2012, 10:00 pm
This significance was recognized as far back as 2002 by the US Congress in the passage of the Sarbanes-Oxley Act (SOX), which required, among other things, that companies must incorporate systematic programs for protecting and monitoring IP assets as a part of an overall SOX compliance program. [read post]
29 Dec 2011, 5:00 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
10 Jan 2012, 5:00 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
3 Mar 2017, 9:43 am
Dodd-Frank created the SEC Office of the Whistleblower (“OWB”) to enforce its comprehensive whistleblower program. [read post]
5 Oct 2011, 3:11 pm
He initially reported directly to Halliburton’s Chief Accounting Officer (CAO) Mark McCollum. [read post]
28 Sep 2011, 3:11 pm
He initially reported directly to Halliburton’s Chief Accounting Officer (CAO) Mark McCollum. [read post]
1 Jul 2010, 2:08 pm
This case arose out of Tennessee Commerce Bank’s (“Tennessee Commerce”) termination of its Chief Financial Officer, George Fort. [read post]
1 Jul 2010, 4:44 pm
This case arose out of Tennessee Commerce Bank’s (“Tennessee Commerce”) termination of its Chief Financial Officer, George Fort. [read post]
18 Jan 2011, 11:58 am
Attorney Jonathan Rees of the Solicitor of Labor's Office took the opposite view. [read post]
12 Jul 2008, 10:36 pm
The program would be headed by a risk management officer reporting directly to the CEO. [read post]
19 Nov 2009, 1:26 pm
" Nonetheless, the court recognized that Sarbanes-Oxley does not mandate that officers certify that their company's reports are completely devoid of any misleading statements or omissions. [read post]
8 Nov 2012, 7:16 am
McKessy spoke on a panel alongside Stephen Whitlock, the Director of the IRS Whistleblower Office, and Vincent Martinez, Director of the Commodity Futures Trading Commission (CFTC) Whistleblower Office. [read post]
