Search for: "Officer Oxley"
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26 Feb 2015, 11:43 am
Jones was an officer with the Florida Fish and Wildlife Conservation Commission and a federal deputy. [read post]
26 Feb 2015, 6:15 am
The Supremes reversed the 11th Circuit in the Sarbanes-Oxley Fish case yesterday. [read post]
25 Feb 2015, 5:46 pm
A Two-Year Retrospective – West Palm Beach lawyer Andrew Hoffman on the InfoLawGroup blog Divorce & Hidden Money: Filing Letters Rogatory & Lawsuits Over Offshore Assets – Manhattan fraud investigation lawyer Fred Abrams in his Asset Search Blog Great Marketing Events Are Catalysts To Business Development Conversations – Chief Marketing Officer Eric Fletcher on his blog, Marketing Brain Fodder The Fisherman and the Sarbanes-Oxley Act – Elizabeth… [read post]
25 Feb 2015, 12:25 pm
Yates had been prosecuted for destroying “tangible objects” after a fish and wildlife officer boarded his boat and found a number of undersized red grouper. [read post]
19 Feb 2015, 6:14 am
The Sarbanes-Oxley Act of 2002 (“SOX”) and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 work in tandem to protect whistleblowers at all publicly traded companies. [read post]
18 Feb 2015, 4:25 am
Instead, I believe we should consider different policy decisions on how we view hedging with regard to (i) outstanding equity awards v. shares owned outright and (ii) rank-and-file employees v. directors and officers. [read post]
5 Feb 2015, 3:45 pm
– 180 days to file Sarbanes-Oxley Act (SOX). [18 U.S.C. [read post]
5 Feb 2015, 3:45 pm
– 180 days to file Sarbanes-Oxley Act (SOX). [18 U.S.C. [read post]
29 Jan 2015, 9:00 am
The plaintiff in the case, Andrea Gail Jones, was the former chief financial officer of SouthPeak, a video game manufacturer. [read post]
23 Nov 2014, 12:00 am
The statute at issue was passed as part of the Sarbanes-Oxley Act. [read post]
23 Nov 2014, 12:00 am
[vi] The officer noticed three red grouper fish that did not appear to meet the minimum size limit of 20 inches in length. [read post]
14 Nov 2014, 8:15 am
He circulated a memo on this issue to colleagues in the department, including his direct supervisor, the chief accounting officer (CAO). [read post]
14 Nov 2014, 5:00 am
Judge Rakoff observed that the SEC’s administrative powers, which were originally quite limited, have been expanded considerably by the Sarbanes-Oxley Act of 2002 and especially by Section 929P(a) of the Dodd-Frank Act of 2010, which respectively enabled the SEC to obtain administrative orders barring defendants from serving as officers and directors of registered companies and assessing monetary penalties. [read post]
10 Nov 2014, 5:26 pm
The Court was hearing oral argument in a case posing the question of whether Section 1519 reached the conduct of a commercial fisherman who was convicted under this Sarbanes-Oxley anti-shredding statute for destroying undersize fish after a federal officer issued him a citation and instructed him to bring the fish back to port. [read post]
6 Nov 2014, 6:10 am
The conservation officer took Captain Yates into custody and charged him with violating the “Sarbanes-Oxley Act”, which relates to unlawful destruction of documents and “tangible objects. [read post]
4 Nov 2014, 6:31 pm
In 2007, he was fishing off the coast of Florida when state fish and wildlife officers – helping to enforce federal rules – boarded his boat. [read post]
4 Nov 2014, 8:53 am
Oxley of Ohio, whose name is on the legislation at issue. [read post]
3 Nov 2014, 6:37 am
The court reversed that one, 9-0.The facts of the case: Yates was captaining the 47-foot "Miss Katie" in 2007 when a state conservation officer with federal enforcement power boarded, measured some 3,000 pounds of fish and found 72 grouper under the 20-inch minimum. [read post]
15 Oct 2014, 9:30 pm
Until 2009, the agency maintained that mortgage loan officers were not among those protected. [read post]
15 Oct 2014, 9:30 pm
Until 2009, the agency maintained that mortgage loan officers were not among those protected. [read post]
