Search for: "Ontario Securities Commission"
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8 Mar 2016, 1:13 pm
Under the existing system, if an insurer denies your claim for benefits, you begin the process via Application for Mediation at the Financial Services Commission of Ontario (FSCO). [read post]
26 Jul 2018, 11:41 am
The Securities and Exchange Commission (SEC) filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
4 Jul 2022, 4:00 am
Other Canadian securities regulators, including the British Columbia Securities Commission and Alberta Securities Commission, have released similar exemptions. [read post]
6 Mar 2019, 2:51 am
A longtime progressive objects to the diversity pledge (applying to personal and professional lives alike) soon to be expected of Ontario lawyers and paralegals as a condition of their licenses [Murray Klippenstein with Bruce Pardy, Quillette] More on Cato’s First Amendment challenge to SEC gag-order settlements [Cato Daily Podcast with Clark Neily, Robert McNamara, and Caleb Brown] “Federal judge sanctions lead lawyer in Roundup trial for opening statement… [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
31 Jan 2020, 2:53 pm
Introduction Call for papers Registration Travel & Visa Conference Contact Conference Location:United Nations Conference Centre The Economic and Social Commission for Asia and the Pacific (ESCAP) United Nations Building Rajadamnoen Nok Avenue Bangkok 10200,Thailand Important Dates: Last Day to submit abstract / Paper / Presentation – July 25, 2020 Last date to register – July 31, 2020 Note: Abstracts /… [read post]
17 Aug 2009, 3:00 pm
However, the Ontario Securities Commission (OSC) has recently granted discretionary relief to several firms that are registered to trade securities as “international dealers” in Ontario, allowing them to also trade futures with “designated institutions. [read post]
22 Jan 2021, 11:28 am
Updated COVID-19 Practice Direction Hearings The FC will not hold in-person hearings in Ontario and Quebec until February 12, 2021, other than in exceptional circumstances (e.g., national security proceedings). [read post]
22 Jan 2021, 11:28 am
Updated COVID-19 Practice Direction Hearings The FC will not hold in-person hearings in Ontario and Quebec until February 12, 2021, other than in exceptional circumstances (e.g., national security proceedings). [read post]
21 Jan 2014, 9:20 am
The Ontario Securities Commission has issued proposed amendments and is asking for comment on changes that would demand greater transparency regarding representation of women on corporate boards and in senior management.If adopted, the proposed amendments will require TSX-listed and other non-venture issuers reporting in Ontario to include the following disclosure annually in their proxy circulars:Director term limits or an explanation for their absence. [read post]
14 Dec 2009, 10:21 am
These include a staff notice issued by the Ontario Securities Commission on the applicability of Ontario securities laws to contracts for differences or CFDs, foreign exchange contracts and similar OTC derivatives as well as the publication by the British Columbia Securities Commission of a Companion Policy to Blanket Order 91-502 to clarify circumstances in which a forex contract could be considered a… [read post]
23 Mar 2012, 8:39 am
The SEC announced that it has established comprehensive arrangements with the Cayman Islands Monetary Authority (CIMA) and the European Securities and Markets Authority (ESMA) as part of long-term strategy to improve the oversight of regulated entities that operate across national borders.The two memoranda of understanding (MOUs) reached this month follow on a similar supervisory arrangement that the SEC concluded with the Quebec Autorité des marchés financiers and the… [read post]
9 Dec 2013, 4:00 am
Canadian Securities LawInvestment Funds Practitioner published for November 2013Last week, the Investment Funds Branch of the Ontario Securities Commission released the November 2013 issue of the Investments Fund Practitioner. [read post]
12 Dec 2013, 12:09 pm
They were done privately, in camera, with counsel for the mutual funds and counsel for the securities commission. [read post]
8 Jan 2021, 6:12 am
Securities Exchange Commission to file its annual report. [read post]
14 Jul 2009, 7:47 am
On July 8, the Court of Appeal for British Columbia found the prohibition contained in section 148 of the British Columbia Securities Act that restricts disclosure by any person, except to his or her counsel, of "any information or evidence obtained or sought to be obtained or the name of any witness examined or sought to be examined" pursuant to an investigation by the British Columbia Securities Commission (BCSC) to be… [read post]
28 Jan 2010, 7:10 am
Securities and Exchange Commission ("SEC") voted 3-2 yesterday to release interpretive guidance regarding climate change disclosure by public companies. [read post]
27 Feb 2010, 12:58 pm
The comprehensive inquiry which lasted more than two years was headed by Ontario’s Associate Chief Justice Dennis O’Connor and cost the public purse more than $16 million. [read post]
1 Aug 2022, 9:01 pm
Securities and Exchange Commission, two in U.S. [read post]
6 Aug 2018, 4:00 am
In an attempt to address the issue the ABC voted on new guidelines hoping to discourage the most extreme forms of … Risk Management & Crisis ResponseOSC issues long-awaited sanctions decision in Sino-Forest case A year after issuing its ruling on the merits, the Ontario Securities Commission has handed down its decision on punishments for the former management team of Sino-Forest Corporation. [read post]
