Search for: "Ontario Securities Commission"
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9 Nov 2017, 7:00 am
British Columbia Securities Commission published a helpful guide that explains how start-up crowdfunding works and the steps involved. [read post]
5 Nov 2017, 6:08 pm
The Commission’s 2015 policy document on this highlights the challenge with using traditional notions of faith to understand discrimination, Indigenous peoples in Ontario continue to face significant barriers practicing Ontario’s longest standing religious and spiritual traditions. [read post]
5 Nov 2017, 2:56 pm
The Commodities Futures Trading Commission (CFTC) has a very good primer on ICOs and cryptocurrencies, here. [read post]
24 Oct 2017, 7:29 am
(Impak) by the Autorité des marchés financiers’ and the Ontario Securities Commission. [read post]
24 Oct 2017, 7:29 am
(Impak) by the Autorité des marchés financiers’ and the Ontario Securities Commission. [read post]
22 Oct 2017, 4:16 pm
The Diplomat has a post on Chinese Internet law arguing that China has devised a strategy of innovation security as part of its internet law. [read post]
28 Sep 2017, 10:13 am
This week the Securities and Exchange Commission continued its own crackdown on EB-5 fraud, by filing suit and obtaining an emergency court order to freeze the assets of a husband and wife in Arcadia, California, alleged to have defrauded investors in two EB-5 investment offerings. [read post]
3 Sep 2017, 1:33 pm
Immigration and Customs Enforcement (ICE) for using a false social security number. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
2 Aug 2017, 7:18 am
The SEC appreciates the assistance of the Financial Industry Regulatory Authority, Swiss Financial Market Supervisory Authority, Hong Kong Securities and Futures Commission, Liechtenstein Financial Market Authority, Guernsey Financial Services Commission, British Columbia Securities Commission, Québec Autorité des Marchés Financier, Ontario Securities Commission, Turks and Caicos Islands Financial… [read post]
16 Jul 2017, 4:23 pm
Ballingall, 2017 ONCA 579 the Court of Appeal for Ontario dismissed an appeal against an order striking out a libel claim for non-compliance with the statutory notice and limitation periods. [read post]
15 Jul 2017, 6:16 am
Another reason for my writing this post today is because the Ontario Securities Commission hearing panel just “found that Sino-Forest Corp. and four individuals, among them former CEO Allen Chan, engaged in ‘deceitful or dishonest conduct’ that constituted fraud, according to a decision released Friday. [read post]
27 Jun 2017, 7:00 am
Two-part test: private placements an an improper defensive tactic The Ontario and British Columbia Securities Commissions (the Commissions) provided clarification in their decision concerning the attempted takeover bid by Hecla Mining Co. of Dolly Varden Silver Corp (Dolly Varden). [read post]
20 Jun 2017, 8:21 pm
To date, AISC has entered into fintech related referral and information-sharing agreements with the SFC, the Monetary Authority of Singapore, the UK’s Financial Conduct Authority and the Ontario Securities Commission. [read post]
31 May 2017, 8:40 am
As well, the Law Commission of Ontario, which recently studied this issue, specifically advised against a “dependent contractor” provision as its scope would be very difficult to define without inadvertently capturing true “independent contractors. [read post]
30 May 2017, 2:43 pm
The Securities and Exchange Commission brought a civil lawsuit against Sethi and was able to restore approximately $147 million to Chinese investors. [read post]
27 Mar 2017, 10:00 am
This summer, Gurinder will be working at Fasken Martineau (Toronto) and will be seconded to the Ontario Securities Commission. __________________ [1] Julie Macfarlane, The National Self-Represented Litigants Project: Identifying and Meeting the Needs of Self-Represented Litigants, (Windsor, NSRL Project, 2013) at 110. [2] See Ibid at 91-92. [3] Ibid at 127. [4] Federation of Law Societies of Canada, Model Code of Professional Conduct, Chapter 5, Rule 5.1-5 and Commentary.… [read post]
27 Mar 2017, 4:00 am
A major review[1] of the laws related to legal capacity, decision-making and guardianship in Ontario was just wrapped up by the Law Commission of Ontario (“LCO”) and, thankfully, it is abundantly clear that the final 467 page report is based on hearing from people on the ground – patients, families, health professionals, lawyers, ethicists, advocates, and many others. [read post]
