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14 May 2013, 2:36 pm
Cliett, 12-773, the Ninth Circuit state-on-top habeas case we’re still getting to know. [read post]
4 Oct 2011, 3:28 pm
Despite the paucity of enforcement actions, the Sarbanes-Oxley Act nevertheless made clear that lawyers representing public companies have gatekeeping responsibilities. [read post]
6 Jul 2016, 4:00 am
Consider the case of the Sarbanes-Oxley Act of 2002. [read post]
24 Dec 2011, 11:22 am
So not only do we not have the three or five Larry Ribsteins we needed, we now don't even have the one, and we're poorer for it. [read post]
5 Dec 2010, 9:03 pm
The paper focuses on Sarbanes-Oxley and has relatively little to say about Dodd-Frank. [read post]
30 Apr 2012, 12:17 am
Plus, the Sarbanes-Oxley stuff has become relatively routine. [read post]
23 Dec 2011, 1:16 pm
The story or regulation and bubbles I am writing doesn’t fit into neat political boxes in which de-regulation or re-regulation alone is to blame. [read post]
5 Oct 2016, 4:00 am
They’re often unspoken, and many would never admit that they believe them. [read post]
6 May 2011, 4:30 am
I became the ‘accidental maven’ of Sarbanes-Oxley’s oversight requirements for Not for Profit entities. [read post]
1 Nov 2006, 4:47 am
They're not making high-stakes decisions. [read post]
21 Dec 2011, 1:54 pm
On Sarbanes-Oxley, on Dodd-Frank -- you all are conservative! [read post]
6 Apr 2018, 6:29 am
” Pitt was also “the brainstorm” behind the Sarbanes-Oxley requirement for management and auditor attestation, Cutler said. [read post]
4 Sep 2020, 6:27 pm
Goelzer added that, even if a firm is deregistered, you’re just left with issuers that have an unregistered auditor.While proposals like those made by the PWG and S. 945 may be painful solutions which would result in investors paying a financial price, as well as the U.S. financial markets since Chinese companies will start raising capital outside the U.S., it is not feasible to have a regulatory requirement and not do anything to enforce compliance, Goelzer said.Shaswat K. [read post]
7 Apr 2015, 2:13 pm
(Backer, Larry Catá, "The Sarbanes-Oxley Act: Federalizing Norms for Officer, Lawyer and Accountant Behavior. [read post]
10 Jun 2013, 1:05 pm
Broker returned to work with a new firm in August of 2008 after Massachusetts allowed him to re-register with the state. [read post]
19 Jan 2023, 11:16 am
We're taking part in Copyright Week, a series of actions and discussions supporting key principles that should guide copyright policy. [read post]
14 May 2012, 4:33 am
If you're not yet a subscriber, try a no-risk trial now to get the issue rushed to you. [read post]
1 Nov 2010, 11:51 am
After, ten dollars here and ten dollars there, and pretty soon you’re talking about a day without donuts. [read post]
19 Dec 2011, 12:24 pm
Plus, they're completely dishwasher safe. [read post]
3 Mar 2015, 3:36 am
Briefly: At PrawfsBlawg, Richard Re weighs in on last week’s decision in Yates v. [read post]
