Search for: "Portfolio Management & Investigations, LLC"
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27 Feb 2012, 1:16 pm
Acquiring interests in such securities through a pooled investment or single security “fund” introduces another layer of costs to the investor as well as risk associated with the fund manager. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
14 Feb 2012, 9:36 am
Accretive Health was formed as a “portfolio company” of Accretive, LLC, a private equity fund, and acts as a business associate to two Minnesota hospitals by providing debt collection, treatment coordination and revenue cycle operations management services. [read post]
10 Feb 2012, 1:25 pm
Inc. and its subsidiary Morgan Stanley Smith Barney LLC were fined $1 million by FINRA for excessive markups and markdowns in corporate and municipal bond transactions. [read post]
24 Jan 2012, 8:37 am
Attorney’s Office for the Southern District of New York.Diamondback and two of its employees (analyst Jesse Tortora and portfolio manager Todd Newman), along with five other men and a second hedge fund, were named in the SEC's January 18, 2012 lawsuit. [read post]
18 Jan 2012, 2:40 pm
Goyal and, in turn, tipped several others, leading to insider trades; • Diamondback portfolio manager Todd Newman, who was tipped by Mr. [read post]
18 Jan 2012, 1:43 pm
Also arrested were Sigma Capital Management analyst Jon Horvath, hedge fund portfolio manager Todd Newman, who used to work at Diamondback Capital Management LLC, and analyst Danny Kuo. [read post]
18 Jan 2012, 9:55 am
Those arrested included Todd Newman, a former portfolio manager with hedge-fund firm Diamondback Capital Management who oversaw technology investments; Jon Horvath, a technology analyst with Sigma Capital Management, an affiliate of giant hedge fund SAC Capital Advisors, in Manhattan; and Danny Kuo, a vice president and technology-fund manager with the Whittier Trust Co. in South Pasadena. [read post]
3 Jan 2012, 9:21 pm
Susan Mangiero, PhD, CFA, FRM, Managing Member Fiduciary Leadership, LLC Dr. [read post]
20 Dec 2011, 6:15 pm
LLC v. [read post]
20 Sep 2011, 4:02 pm
The financial firm said it made a mistake when it stated that ACA Management LLC “selected” the reference portfolio and did not note the role that Paulson & Co. played or that the latter’s “economic interests” were not in line with that of investors. [read post]
20 Aug 2011, 10:41 pm
These outcomes are in part because federal government has stepped up its efforts to investigate insider trading on Wall Street. [read post]
3 Jul 2011, 12:33 am
As a base of comparison, in 2005, the entire FHA housing portfolio (know as insurance-in-force) was around 4 million homes. [read post]
24 Jun 2011, 2:30 pm
"Through these eight projects, the Department of Energy is investing in new technologies that will further develop the nation's geothermal resources and help diversify our energy portfolio," said Secretary Chu. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
14 Jun 2011, 8:00 am
Marzulla portfolio>>- Maureen Veterano - Underwriting Manager & Associate General Counsel at IPIS"Manage work flow for a team of six professional intellectual property underwriters. [read post]
11 Jun 2011, 10:50 am
Quellos was considered one of the world’s largest managers of mutual funds made up of hedge funds: the funds portion of the company was sold to BlackRock in 2007 for $1.7 billion (BlackRock was not part of the investigation). [read post]
16 May 2011, 12:27 pm
" View Ronald Adams portfolio>>- Managing Partner Forum"The Managing Partner Forum (MPF) is the premiere resource for law firm managing partners and leaders to help them lead a more profitable, cohesive and sustainable law firm... [read post]
30 Mar 2011, 7:00 am
In the event the adviser becomes aware of any credit information about a portfolio security or an issuer of a portfolio security that suggests that the security is no longer a first-tier security or a second-tier security, as the case may be, the board (or its delegate) would have to reassess promptly whether the portfolio security continues to present minimal credit risks. [read post]
