Search for: "Registered Agents"
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13 Sep 2023, 12:39 pm
Designating a registered agent You’ll need to choose a registered agent, or someone to file and receive your business’s legal documents. [read post]
13 Sep 2023, 2:05 am
Ultimately, the Court concluded that when a state law requires a company to register and consent to general jurisdiction to do business in that state, and the company complies with the law by registering and maintaining an agent in the state, the assertion of general jurisdiction over the company by the state’s courts comports with traditional notions of fair play and substantial justice because of the corporation’s consent. [read post]
11 Sep 2023, 9:01 pm
With a few limited exceptions, all registered advisers (“RIAs”) will have their hands full implementing new and modified reporting, and RIAs, exempt reporting advisers (“ERAs”) and other advisers exempt from registration must develop processes — and make difficult judgments — about providing preferential treatment to selected investors and engaging in the targeted activities. [read post]
11 Sep 2023, 9:57 am
The rule was published in the Federal Register in May 2022 and went into effect on August 24, 2023. [read post]
30 Aug 2023, 1:34 pm
” 481.221(9), F.S.Additionally, to avoid personal liability, Registered Interior Designers should include the following language in their contracts: PURSUANT TO 558.0035, AN INDIVIDUAL EMPLOYEE OR AGENT OF DESIGNER MAY NOT BE HELD INDIVIDUALLY LIABLE FOR NEGLIGENCE.Kickbacks from Suppliers Are Not AllowedLike several other states, Florida regulates the practice of using commissions and trade kickbacks as a method of payment for interior design services. [read post]
30 Aug 2023, 8:10 am
Whether or not any felonies can be proven, such as money laundering or Hunter’s failure to register as a foreign agent, is an open question. [read post]
29 Aug 2023, 6:02 am
Lastly, they analyze whether companies registering the same individual had contractual or financial relationships. [read post]
27 Aug 2023, 7:49 pm
Liddle has reportedly been sentenced to eight years in federal prison for wire fraud and money laundering, December 2019 – Licensed insurance agents Clement Chichester and wife Brittney Jade Sias, formerly registered representatives with Western International Securities in WestLake Village, CA, allegedly sold annuities to a 91-year-old former public-school teacher to purportedly profit on large commissions, then allegedly convinced her to liquidate the policies so… [read post]
25 Aug 2023, 1:38 pm
The petitioner, ___, shares the same registered agents/ executives and/or has a familial link to the registered agents/executives within the organization. [read post]
25 Aug 2023, 11:47 am
In 2018, Woodbury agreed to pay nearly $600,000 to people who were victimized while Wanner worked there as a FINRA registered securities agent. [read post]
25 Aug 2023, 4:00 am
Court of Appeals for the 10th Circuit ruled the group had a reasonable fear of drawing a complaint about its spending without registering, and, therefore, had the ability to sue over the campaign finance law. [read post]
24 Aug 2023, 7:35 am
Existing companies registered before 2024 aren’t required to include company applicants in their BOI report. [read post]
23 Aug 2023, 8:35 pm
These types of marks may not be registered on the Principal Register under §2(f). [read post]
23 Aug 2023, 8:35 pm
These types of marks may not be registered on the Principal Register under §2(f). [read post]
23 Aug 2023, 12:19 pm
Imagine you are an FBI agent investigating a company for money laundering. [read post]
21 Aug 2023, 3:39 am
DST is a registered transfer agent based in Massachusetts. [read post]
18 Aug 2023, 8:08 am
Golf carts may be titled and registered in Tennessee. [read post]
17 Aug 2023, 11:03 am
Purchasing property in Spain as a non-resident Americans who aren’t already residents in Spain will follow all of the same steps above, with one addition: They must register for a Número de Identificación de Extranjeros (NIE), a tax identification number. [read post]
17 Aug 2023, 10:49 am
There have been several cases of registered representatives employed by Northwestern Mutual who were allegedly involved in broker misconduct and fraudulent activities. [read post]
17 Aug 2023, 10:03 am
The theory is that the third-party seller is holding itself out as an agent of or authorized distributor for the brand owner or has otherwise been approved by the brand owner. [read post]
