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20 May 2022, 4:00 am by Jim Sedor
The department said it had advised Wynn repeatedly over the last four years to register under the Foreign Agents Registration Act and is suing now because Wynn refused to do so. [read post]
18 May 2022, 9:01 pm by Gary Gensler
This number would support a modest growth of (about 6 percent) in full-time equivalents (FTEs) above our previous peak in FY16, assuming consistent vacancy rates. [read post]
16 May 2022, 1:50 am by Frank Cranmer
A standard cannot be set about the arrangements for collective worship and religious education (clause 1(6)). [read post]
By supplementing the department’s efforts, private industry can help take a significant bite out of cybercrime. [read post]
13 May 2022, 4:00 am by Jim Sedor
Meng quit after a conflict-of-interest complaint was filed over his personal investments in Blackstone, a private equity firm in which the pension fund also was invested. [read post]
11 May 2022, 9:01 pm by Gary Gensler
In fact, Bank of England economists found that that regime saves end users millions of dollars per day.[4] Thus, in April, the Commission proposed to create a framework for the registration of security-based SEFs that would harmonize with the SEF framework of the CFTC.[5] We expect that the entities that will register as security-based SEFs also are registered as SEFs with the CFTC. [read post]
11 May 2022, 9:41 am by Eric Goldman
“An algorithm, software, or device that acts as a parental control, or an internal control used by the social media platform that is intended to control the ability of a minor to access content, or is used to filter content for age-appropriate or banned material” “User-generated content that is created by a federal, state, or local government or by a public or private school, college, or university, including software and applications used by a public or private… [read post]
10 May 2022, 8:27 am by John Jascob
Generally, the proposed rule amendments would require domestic or foreign company registrants to include certain climate-related information in their registration statements and periodic reports, including Form 10-K. [read post]
8 May 2022, 9:01 pm by Gary Gensler
These statutes created requirements and regulations around disclosure, registration, exchanges, and broker-dealers, and established the SEC to oversee the markets. [read post]
3 May 2022, 6:12 am by ernst
  Registration for each event is in the links below:Seminar 1: Art, Law and Social Justice (Thursday 26 May 3:00-6:30 pm BST)Pierangelo Blandino (University of Lapland)Through a Legal Lens: Law, History, and Visual CultureElena Cooper (University of Glasgow)Art, Copyright and Justice in the Nineteenth Century: Connecting Abraham Solomon’s ‘Waiting for the Verdict’ and ‘Not Guilty’ (1857) to Graves’ Case (1869)Marcus V. [read post]
28 Apr 2022, 9:01 pm by Caroline A. Crenshaw
The private markets are growing, with more companies remaining private for longer, while enjoying more access to private capital than at any time in recent memory.[5] I look forward to the panel, and to the future discussions and research that the panel may generate. [read post]
28 Apr 2022, 5:04 pm by Philip N. Yannella and Doris Yuen
§ 80b-3 SEC Report the significant cybersecurity incident affecting the adviser or its fund or private fund clients promptly, but in no event more than 48 hours after having a reasonable basis to conclude that any such incident has occurred or is occurring, by filing Form ADV-C electronically on the Investment Adviser Registration Depository. [read post]
27 Apr 2022, 11:21 am by Roger Parloff
Far more important, no OLC opinion has ever claimed that a private citizen, subpoenaed in connection with his or her conduct as a private citizen, was totally immune from a congressional subpoena. [read post]
27 Apr 2022, 7:20 am by Silver Law Group
They initiated a civil action against Knittel on 6/1/2020, alleging “Fraud, Negligence, Breach of Contract, Conspiracy. [read post]
26 Apr 2022, 6:00 am
Approximately 70% (specifically, 2,100) of all examinations resulted in deficiency letters, and approximately 6% (specifically 190) resulted in referrals to the Division of Enforcement for investigation. [read post]
26 Apr 2022, 6:00 am
Approximately 70% (specifically, 2,100) of all examinations resulted in deficiency letters, and approximately 6% (specifically 190) resulted in referrals to the Division of Enforcement for investigation. [read post]
22 Apr 2022, 4:00 am by Jim Sedor
His work, he maintains, is entirely legal and not subject to public disclosure under the Foreign Agents Registration Act. [read post]