Search for: "SEC v. National Securities, Inc."
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10 Jun 2015, 4:32 pm
Inc. v. [read post]
3 Jun 2015, 1:08 pm
Louis V. [read post]
3 Jun 2015, 10:23 am
The DOJ’s antitrust probe came to light in mid-May after United Artists Theatre Circuit Inc., a subsidiary of Regal Entertainment Group, announced in its own SEC filing that the DOJ is investigating potential Sherman Act violations by Regal, AMC, and Cinemark Holdings Inc., which together make up the nation’s three largest movie theater chains. [read post]
2 Jun 2015, 6:49 am
The employee failed to present sufficient evidence to show that the company intentionally made false statements in the grant application or that he was fired in retaliation for expressing his concerns about this alleged fraud (Schell v. [read post]
22 Apr 2015, 3:56 pm
Freeman, 43 Misc.2d 616, 251 N.Y.S.2d 996, affd. 24 A.D.2d 704, 262 N.Y.S.2d 431; National Psychological Assn. for Psychoanalysis, Inc. v. [read post]
22 Apr 2015, 2:13 pm
Supreme Court’s 2014 ruling in Lawson v. [read post]
7 Apr 2015, 2:13 pm
" (Are We Now a Nation of Informants? [read post]
4 Apr 2015, 3:32 am
Since these investigations included allegations of possible securities law violations, the SEC found that these terms violated Rule 21F-17, which prohibits companies from taking any action to impede whistleblowers from reporting possible securities violations to the SEC. [read post]
20 Mar 2015, 1:45 pm
RBS Secs., Inc., No. 11-2340-JWL (D. [read post]
11 Mar 2015, 5:33 am
The SEC also has urged the Second Circuit to upend Newman. [read post]
6 Mar 2015, 12:53 pm
ARBITRATION AGREEMENTS [warning language shown in red color]Sec. 74.451. [read post]
25 Feb 2015, 6:41 am
FINRA’s authority derives from an amendment to the Securities Exchange Act of 1934, which provided for the creation of a regulatory entity to supervise the securities industry subject to the oversight of the Securities & Exchange Commission (SEC). [read post]
25 Feb 2015, 12:50 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
24 Feb 2015, 2:24 pm
SEC, and Chiarella v. [read post]
4 Feb 2015, 9:21 am
Holding Secs. [read post]
26 Jan 2015, 6:52 am
Tonkovic, J.D.The National Association of Manufacturers (NAM) has filed an amicus brief in support of Wal-Mart Stores, Inc.'s appeal regarding a shareholder proposal on gun sales. [read post]
15 Dec 2014, 6:28 am
Servs., Inc. [read post]
9 Dec 2014, 7:32 am
Forestry Ass’n Inc. v. [read post]
27 Nov 2014, 12:00 am
[v] Anti-Federal Reserve activists and Internet-world enthusiasts alike admire Bitcoin for not being controlled by any nation’s bank or centralized authority. [read post]
9 Nov 2014, 6:46 pm
See Zerbst v. [read post]
