Search for: "SECURITY ESSENTIALS, INC." Results 281 - 300 of 2,625
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17 Sep 2015, 2:46 pm by Kevin LaCroix
  This opinion essentially removes the risk of materialization-of-the-risk cases in the Fifth Circuit. [read post]
12 May 2015, 3:30 pm by James Galvin
Essentially, in addition to taking on the credit risk of the issuer, the investor also takes on the price risk of the referenced security or securities. [read post]
29 Jul 2009, 4:36 am
O'Hagan; namely, the liability of persons who steal inside information but have no fiduciary duty to either the source of the information or the issuer of the securities in which the thief trades.In Dorozhko, an alleged computer hacker supposedly broke into the computer system of a company called IMS Health, Inc., and used the information he learned in doing so used put options to essentially sell the stock short.The Second Circuit tried to finesse the rules discussed… [read post]
21 Aug 2023, 2:32 am by centerforartlaw
Atreya Mathur In an ongoing legal dispute between Yuga Labs, the creator of the Bored Ape Yacht Club (BAYC) NFT collection, and the artist Ripps, on April 21, 2023, Central District Court of California has issued a ruling in favor of Yuga’s motion for summary judgment, addressing various legal facets within the context of non-fungible tokens (NFTs). [read post]
16 Aug 2023, 8:31 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
15 May 2007, 6:45 pm
The computer systems powering Australia's essential services, such as electricity, gas, water, sewerage, transport and communications utilities, are outdated and not secured against cyber terrorist attacks, the Federal Government has warned. [read post]
5 Apr 2009, 1:26 pm
The principal areas of focus for the SEC investigations include (1) the methodologies for valuating mortgage-backed securities; (2) whether firms valued their own mortgage-backed securities differently than those held by customers; (3) whether there was proper disclosure of the valuations of mortgage-backed securities portfolios and subprime mortgage exposure; and (4) insider trading. [read post]
10 Apr 2021, 9:51 am by Staff Attorney
Unauthorized trading is a type of investment fraud because the Securities Exchange Commission (SEC) has found that disclosures of trades being made are essential and material to an investor. [read post]