Search for: "Securities Investor Protection Corporation"
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24 Jul 2023, 3:58 am
This helps attract potential investors, licensing partners and acquirers looking to further monetize and scale up your brand equity. [read post]
20 Jul 2023, 10:44 am
Finally, we’re pleased to welcome Brett Bunnell as a Counsel and Thomas Gaffney as an Associate in our Corporate and Transactional practice group. [read post]
20 Jul 2023, 2:09 am
Another notable difference is that a tenancy-in-common does not offer limited liability protection to its owners, while a Delaware Statutory Trust provides limited liability protection to its beneficiaries. [read post]
19 Jul 2023, 9:05 pm
” Corporate and securities law – as well as companies and their leaders acting through lobbying and politics – also have major roles to play.[9] The proposed legislation in California is both legally solid and helpful for making climate progress. [read post]
17 Jul 2023, 9:01 pm
Yet the opinion essentially holds that sophisticated institutions get the protections of the securities laws, while ordinary investors do not. [read post]
13 Jul 2023, 12:22 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
12 Jul 2023, 9:01 pm
SIPA also is known for setting up the Securities Investor Protection Corporation (SIPC) and establishing the SIPC Fund, which together help protect customers in the event a broker not only fails financially but also cannot repay its customers. [read post]
12 Jul 2023, 1:33 pm
The BIS had determined that Huawei’s listing was necessary to protection U.S. national security interests. [read post]
11 Jul 2023, 10:09 am
UBS Securities, LLC, was filed by an ex-employee against UBS Bank. [read post]
10 Jul 2023, 8:26 am
Securities and Exchange Commission (SEC) has repeatedly urged investors to take caution when considering an investment in cryptocurrency, pointing to the exceptionally volatile and speculative nature of the currencies (coins) and the lack of protections for investors in the cryptocurrency trading platforms. [read post]
5 Jul 2023, 9:01 pm
And earlier in the year, a group of 25 Republican attorneys general brought an action against the DOL, alleging that the rule violates the Employee Retirement Income Security Act (ERISA) and undermines protection for retirement savings. [read post]
5 Jul 2023, 5:21 pm
Prospective employees and potential investors should also sign NDAs. [read post]
4 Jul 2023, 9:05 pm
This post comes to us from Marco Dell’Erba, a professor of corporate and financial law at the University of Zurich, a research fellow at the Institute for Corporate Governance & Finance at NYU Law School, and a global fellow at the Wilson Center. [read post]
2 Jul 2023, 9:05 pm
Securities and Exchange Commission (SEC) or the U.S. [read post]
30 Jun 2023, 3:30 am
Together with liability (including antifraud) provisions and substantive regulation, mandatory disclosure rules have been one of the three core regulatory tools employed at the federal level to promote capital formation and fair, honest markets for securities, while at the same time providing core protections for investors. [read post]
29 Jun 2023, 10:26 am
Securities and Exchange Commission (SEC), the SEC Whistleblower Reform Act of 2023 “will help ensure that the SEC Whistleblower Program remains an indispensable tool in the Commission’s efforts to police wrongdoing and protect investors. [read post]
29 Jun 2023, 4:49 am
It provides a comprehensive protection and risk mitigation solution, allowing companies to harness transformative AI tools securely. [read post]
27 Jun 2023, 9:01 pm
Section 14(a) makes it unlawful for any person to solicit proxies “in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors. [read post]
26 Jun 2023, 11:52 am
PE firms know that their PortCos, need D&O cover to protect executive liability. [read post]
26 Jun 2023, 11:52 am
PE firms know that their PortCos, need D&O cover to protect executive liability. [read post]
