Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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25 May 2007, 8:58 am
Chamber of Commerce; Bess Joffe of Hermes Equity Ownership Services; Donald C. [read post]
18 Jan 2021, 12:08 pm
The Bureau knows that the financial services industry wants to serve customers in non-English languages, and is trying to ease the uncertainties in doing so by providing a “road map” for industry to follow. [read post]
17 Jul 2009, 6:14 am
Barney Frank, chair of the House Financial Services Committee, told reporters on Thursday that his panel plans to consider advisory vote legislation in late July, according to the Reuters news service. [read post]
9 Feb 2023, 1:08 pm
The Call for Input was launched after the FCA’s Digital Sandbox pilots and TechSprint programme showed that firms faced difficulties in accessing and sharing data in financial services, particularly new market entrants. [read post]
17 Mar 2016, 11:08 am
” The recent announcement is a natural continuation of the SEC’s focus on cybersecurity in the financial services industry. [read post]
19 Apr 2023, 12:10 pm
ESG is of course one of the current hot button topics, in the corporate, legal, and financial world. [read post]
14 Sep 2015, 5:19 am
Asanga Welikala for a preparatory advisory roundtable on a new constitution for Sri Lanka, hosted by the Centre for Policy Alternatives (CPA), the Constitution Building Programme of the International Institute for Democracy and Electoral Assistance (International IDEA), and the Edinburgh Centre for Constitutional Law (ECCL) inn collaboration with the Government of Sri Lanka. [read post]
19 Mar 2008, 1:16 pm
Wednesday, June 18, 8:00 to 9:30 AM Tax and Corporate Specialized Roundtable - information to come [read post]
6 Jun 2018, 1:52 pm
These engagements will include regional town halls, roundtable discussions at the Bureau’s headquarters with consumer finance experts and representatives, regional roundtables, and regular national calls. [read post]
30 Jun 2014, 3:00 am
The Proposed Standards were issued by six agencies mandated to assess the diversity and inclusion policies and practices of regulated entities in the financial services industry. [read post]
29 Oct 2021, 7:08 am
Draeger noted that assets under management (AUM) is less effective in labeling a small business compared to other issues like human and financial resources. [read post]
11 Sep 2012, 2:52 pm
This article reports the results of our research and the roundtable discussion. [read post]
10 Jan 2017, 7:20 am
He was also an associate with the law firm of Debevoise & Plimpton, where he represented clients in the financial services industry, including private equity investors in businesses and funds. [read post]
1 Aug 2014, 3:00 am
Investors: Market Trends and Changes in Regulation Location: San Paulo, SP August 13, 2014 Sponsor: The New York Hedge Fund Roundtable Event: Austerity: The History of a Dangerous Idea, Monetary Policy, and the Impact on Alternative Investor Location: New York, NY August 14, 2014 Sponsor: Factset StreetAccount and WellChild Event: Summer Networking Cocktails for WellChild- Guests and Colleagues Welcome Location: London, UK August 14, 2014 Sponsor: CHFA Event: CHFA Summer Social at the… [read post]
21 Jul 2011, 10:46 am
ER Accelerator (www.eranyc.com) is an accelerator of the founders of the Entrepreneurship Roundtable. [read post]
6 Jun 2016, 6:14 am
Chamber of Commerce; Financial Services Institute; Financial Services Roundtable; Greater Irving-Las Colinas Chamber of Commerce; Insured Retirement Institute; Lake Houston Area Chamber of Commerce; Lubbock Chamber of Commerce; Securities Industry; Financial Markets Association; Texas Association of Business. [read post]
19 Apr 2017, 10:20 am
” Mortgage and Student Loan Servicing. [read post]
4 Dec 2014, 1:00 pm
Event: HFA Annual Holiday Party Location: New York, NY Date: December 11, 2014 Sponsor: Infovest 21 Event: Finding & Evaluating Co-Investing Opportunities Location: New York, NY **** Cole-Frieman & Mallon provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
22 Oct 2015, 4:58 am
” As we have indicated in our comment letter to the CFPB on behalf of the American Bankers Association, Consumer Bankers Association and Financial Services Roundtable and in our recent legal alert about the CFPB’s outline of its proposal in anticipation of convening a SBREFA panel, we do not believe that the CFPB’s Arbitration Study or its report accompanying its proposal support a class action waiver ban or a finding that such a ban is “in the… [read post]
1 Jul 2010, 8:04 am
The rule was promulgated by the Financial Services Agency, the successor to the old Banking Bureau within the Ministry of Finance and applied to all listed companies (approximately 3800 companies). [read post]
