Search for: "U. S. Securities and Exchange Commission"
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30 Oct 2015, 4:54 am
Federal Communications Commission. [read post]
6 Aug 2015, 1:59 pm
On August 4, 2015 the Securities and Exchange Commission issued interpretive guidance elaborating its view that the anti-retaliation provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act apply equally to tipsters who claim retaliation after reporting internally, as well as those who are retaliated against after reporting information to the SEC. [read post]
30 Jul 2015, 11:12 am
Securities and Exchange Commission. [read post]
13 Jul 2015, 3:18 pm
Securities and Exchange Commission, and the U.S. [read post]
19 Jun 2015, 8:58 am
On March 25, 2015, the Securities and Exchange Commission (the “SEC”) announced that it was adopting final rules amending and updating Regulation A. [read post]
30 Apr 2015, 1:02 pm
Timetable for contributors AFNU – Aix-en-Provence invites all persons interested by the present call for papers to submit their proposal no later than May 31, 2015 at the following email address obsnu38@gmail.com (title of the proposed article, short presentation of the topic and of the questions discussed: 400 words).AFNU – Aix-en-Provence will inform authors no later than June 14, 2015 of the outcome of the selection by the review’s scientific… [read post]
16 Feb 2015, 2:23 pm
A Little Insight Into CorpFin’s Current Thoughts on Rule 14a-8 Courtesy of Division Director Keith Higgins On Tuesday Keith Higgins, Director of the Securities and Exchange Commission’s Division of Corporation Finance, gave an insightful little talk at PLI’s Program on Corporate Governance entitled “Rule 14a-8: Conflicting Proposals, Conflicting Views“. [read post]
16 Feb 2015, 2:23 pm
A Little Insight Into CorpFin’s Current Thoughts on Rule 14a-8 Courtesy of Division Director Keith Higgins On Tuesday Keith Higgins, Director of the Securities and Exchange Commission’s Division of Corporation Finance, gave an insightful little talk at PLI’s Program on Corporate Governance entitled “Rule 14a-8: Conflicting Proposals, Conflicting Views“. [read post]
16 Feb 2015, 2:23 pm
A Little Insight Into CorpFin’s Current Thoughts on Rule 14a-8 Courtesy of Division Director Keith Higgins On Tuesday Keith Higgins, Director of the Securities and Exchange Commission’s Division of Corporation Finance, gave an insightful little talk at PLI’s Program on Corporate Governance entitled “Rule 14a-8: Conflicting Proposals, Conflicting Views“. [read post]
8 Feb 2015, 1:00 pm
Silk Road logs, found on Ulbricht's laptop, confirms their continued communication, likely via the Pidgin secure chat that DPR helped redandwhite set up. [read post]
19 Jan 2015, 8:04 am
Securities and Exchange Commission. [read post]
27 Dec 2014, 6:00 am
Securities and Exchange Commission. [read post]
2 Dec 2014, 7:31 am
’s securities exchanges and certain other trading platforms and market participants.[1] Reg SCI will supersede and replace the SEC’s current Automation Review Policy (ARP). [read post]
27 Nov 2014, 12:00 am
[xxxviii] Since Bitcoin has gained so much traction from people investing in bitcoins as capital assets, it seems fitting that the Securities and Exchange Commission (“SEC”) regulate it, as the SEC’s mission is to monitor the capital markets to ensure investors are operating in a fair and efficient marketplace. [read post]
17 Nov 2014, 5:26 pm
Chapter Readings· U. [read post]
9 Nov 2014, 6:46 pm
28 U. [read post]
14 Oct 2014, 8:58 pm
Securities and Exchange Commission Chair Mary Jo White, U.S. [read post]
2 Oct 2014, 11:51 am
On October 1st, the nation’s Securities and Exchange Commission (“SEC”) reportedly extended its review of a Financial Industry Regulatory Authority (“FINRA”) proposal to revamp how public arbitrators are selected in disputes between brokerages and consumers. [read post]
16 Sep 2014, 8:36 pm
The merger depended upon Securities and Exchange Commission approval of a registration statement on the deal. [read post]
5 Sep 2014, 5:26 pm
The International Organization of Securities Commissions (IOSCO) developed a broad set of 19 principles that reference rates and other financial benchmarks are now expected to meet. [read post]
