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16 Mar 2013, 7:26 am
UBS AG, the Court held that the plaintiffs had failed adequately to allege that UBS’s transfers of funds for the government of Iran were the proximate cause of the plaintiffs’ injuries suffered in terrorist attacks by Hamas and Hizbollah in Israel. [read post]
7 Mar 2013, 11:06 am
Novartis AG and UBS AG are two of the multinational companies listed in Switzerland that will be affected by the Minder proposals. [read post]
28 Feb 2013, 7:10 am
CanadaQuebec's anti-corruption sees former head of CSIS up against fraud charges, Toronto StarGamblers out $2M lose again as second court rules against them in lawsuit against casino, Calgary HeraldQuebec's language laws could affect military families unfairly, The National PostUnited StatesFederal bankruptcy judge approves liquidation plan for collapsed law firm Dewey & LeBoeuf, ReutersSupreme court divided on merchants' antitrust case against American Express, ReutersInternationalTwo former… [read post]
19 Feb 2013, 8:50 am
On February 12, the FSA published a final notice issued to UBS AG, setting out a fine of £9.45 million in respect of failings identified in its sale of the AIG Enhanced Variable Rate Fund (the Fund). [read post]
14 Feb 2013, 10:42 am
The IRS report, which was made public on Wednesday, stated that more than 80 percent of the total paid out by the IRS in 2012 went to Bradley Birkenfeld, a former employee of UBS AG who received $104 million. [read post]
11 Feb 2013, 12:45 am
In its February 8, 2013 front-page article about Tom Hayes, a derivatives trader known as ‘Rain Man” and who worked, serially, for RBS, UBS and Citigroup, and who is one of the few individuals to be individually prosecuted in connection with the Libor scandal, the Wall Street Journal not only quoted Hayes’s email communications but also reported that Hayes would “change his status on his Facebook page to reflect his daily desires for Libor to move up or down. [read post]
5 Feb 2013, 7:15 am
” The 4th Circuit disagreed with UBS AG and Citigroup Inc. and held that Carilion was in fact a customer of the two brokerages. [read post]
4 Feb 2013, 7:31 am
., Israel’s largest bank, filed summonses with notice against UBS AG, Goldman Sachs & Co., and their affiliates, in the Supreme Court for the State of New York. [read post]
28 Jan 2013, 9:46 am
Additionally, they have an obligation to make sure that any investment they recommend is appropriate for the client in light of the client’s age, income, net worth, investment experience, and investment objectives. [read post]
25 Jan 2013, 11:23 am
Unlike class action claims, the strengths and merits of an individual claim hinge on those facts that are specific to that particular investor (i.e. that investors age, income, net worth, investment experience, etc.). [read post]
18 Jan 2013, 9:00 pm
Wall Street Journal | Dec 19, 2012 UBS AG became the second bank to settle accusations that it tried to rig benchmark interest rates, agreeing to pay roughly $1.5 billion in a deal with authorities in multiple countries that points to a broader manipulation scandal than previously known. [read post]
14 Jan 2013, 9:04 am
Have you suffered losses in the UBS Willow Fund? [read post]
9 Jan 2013, 6:36 pm
UBS AG, 342 F.Supp.2d 132 (2004), United States District Court, E.D. [read post]
3 Jan 2013, 12:28 am
UBS’s Japanese unit pled guilty to one count of wire fraud. [read post]
18 Oct 2012, 11:01 am
Justice Department decided to dismiss a major criminal case against UBS AG, the largest bank in Switzerland, saying it had complied with an agreement to defer prosecution. [read post]
2 Oct 2012, 1:00 pm
Among the defendants, besides Barclays, are JP Morgan Chase Bank (JPM), Citibank (C), Royal Bank of Scotland Group (RBS), Bank of America (BAC), Credit Suisse Group AG (CS), UBS (UBS), HSBC, Deutsche Bank AG (DB), Bank of Tokyo Mitsubishi, Royal Bank of Canada (RY), and others. [read post]
1 Oct 2012, 1:13 am
According to the Ohio AG, the settlement is also the largest securities class action settlement where there were no criminal charges against company executives. [read post]
26 Sep 2012, 5:39 am
http://bit.ly/Q1JmME (Bruce Raymond) Authentication of Website Evidence – Printouts of Web Pages - http://bit.ly/Pf3pnY (Gregory Joseph) Case Commentary: Breezeway Overseas Ltd & Another v UBS AG & Others [2012] - http://bit.ly/Pjbg3X (Serena Lim) Changes Coming in the Litigation and eDisclosure Landscape - http://bit.ly/PfIL76 (Chris Dale) Court Shifts Costs to Putative Class Action Plaintiffs Prior to Class Certification… [read post]
25 Sep 2012, 12:22 pm
Originally Published in Corporate Counsel (September 20, 2012) Last week’s outsized bounty award of $104 million to former UBS AG banker-turned-whistleblower Bradley Birkenfeld has commentators lighting up the Twitterverse with outrage and the Wall Street Journal calling Birkenfeld’s tale one of “sordidness piled on sordidness. [read post]
20 Sep 2012, 12:45 pm
SEC Charges Chicago-Based Investment Firm with Misleading Investors in Private Equity Offerings, SEC (PDF) More Blog Posts: Texas Securities Fraud: Ex-Stanford Chief Investment Officer Gets 3-Year Prison Term for Her Part in $7 Billion Ponzi Scam, Stockbroker Fraud Blog, September 18, 2012 IRS Pays Whistleblower $104M for Exposing Tax Evasion at UBS AG, Institutional Investor Securities Blog, September 13, 2012 US Government Sells $18B of AIG Stock and Turns a $12.4B Profit,… [read post]
