Search for: "US Trade and Exchange, LLC"
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15 Aug 2022, 7:53 am
According to the SEC, during the revolving period, the AOMT 2018-PB1 notes traded in the secondary market. [read post]
15 Aug 2022, 7:53 am
According to the SEC, during the revolving period, the AOMT 2018-PB1 notes traded in the secondary market. [read post]
4 Aug 2022, 8:41 am
They used the website to identify issuers that appeared to need or had expressed a need for financing. [read post]
4 Aug 2022, 3:24 am
Cataldo) [Section 2(d) refusal of INFLATION DEFENDER for "Financial services, namely, hedge fund investment services and trading funds for others" [inflation disclaimed] in view of the registered mark INFLATION DEFENSE for "“Platform as a service (PAAS) featuring computer software platforms for financial services, namely, providing an online platform for accessing, reviewing, selecting and allocating funds to investments, exchange-traded funds, equity… [read post]
2 Aug 2022, 6:56 am
No reason was given for the suspension in a filing with Securities and Exchange Commission, but other non-traded REITs have recently made similar suspensions in response to the Covid-19 global pandemic. [read post]
1 Aug 2022, 9:01 pm
Securities and Exchange Commission, two in U.S. [read post]
29 Jul 2022, 5:39 pm
While margin trading used to be the domain of Wall Street, investment apps have opened up margin trading to retail investors across the United States. [read post]
29 Jul 2022, 3:30 am
Voyager Digital operates a cryptocurrency brokerage that allows customers to buy, sell, trade, and store cryptocurrency on an easy-to-use and “accessible-to-all” platform. [read post]
28 Jul 2022, 8:23 am
Voyager Digital operates a cryptocurrency brokerage that allows customers to buy, sell, trade, and store cryptocurrency on an easy-to-use and “accessible-to-all” platform. [read post]
25 Jul 2022, 8:50 am
Starz Entertainment, LLC v. [read post]
25 Jul 2022, 4:20 am
In Monday’s lawsuit, the DOJ accuses Cargill Meat Solutions Corporation, Sanderson Farms Inc., and Wayne Farms LLC, along with the data consulting firm Webber, Meng, Sahl and Company, Inc (WMS) of violating Section 1 of the federal Sherman Act, which prohibits companies from agreeing to restrain trade. [read post]
22 Jul 2022, 9:34 am
Best Home Health & Hospice, LLC, 2021 WY 83 (Wyo. 2021). [read post]
22 Jul 2022, 3:39 am
(The original offering price for Preferred stock was $1,000, per share, according to the PPM,) Parking REIT Exec Reportedly Charged with Fraud According to the Securities and Exchange Commission on July 30 2021, the regulator charged an executive of the Parking REIT, and his wholly owned investment advisory firm, Vestin Mortgage LLC with fraud. [read post]
19 Jul 2022, 9:01 pm
One notable crypto-exchange platform, Genesis Trading, announced that it too had suffered losses due to 3AC’s bankruptcy, but managed to mitigate its losses with its parent company, Digital Currency Group, assuming certain liabilities related to 3AC.[16] On July 13, 2022, Celsius Network, a crypto lending platform, also filed for Chapter 11 bankruptcy protection in New York.[17] Other crypto exchanges have announced they have hired restructuring advisors… [read post]
18 Jul 2022, 2:46 pm
The ClientEarth action is an innovative use of litigation to encourage better corporate governance by holding a company’s directors personally liable for failing to properly prepare for the net zero transition. [read post]
12 Jul 2022, 6:31 am
(And keep in mind our recent post on the need to include language expressly carving out disclosures to the Securities and Exchange Commission.) [read post]
8 Jul 2022, 4:00 am
Congress ultimately laid down few conditions for how local leaders could use the pot of money. [read post]
30 Jun 2022, 12:49 pm
The DTSA requires employers to provide notice of whistleblower immunity “in any contract or agreement with an employee that governs the use of a trade secret or other confidential information. [read post]
30 Jun 2022, 7:05 am
The DTSA requires employers to provide notice of whistleblower immunity “in any contract or agreement with an employee that governs the use of a trade secret or other confidential information. [read post]
30 Jun 2022, 6:28 am
Which brings us to last week’s sequel. [read post]
